We are live on ! Find out more
GSWM

Golden State Wealth Management Portfolio holdings

AUM $915M
1-Year Est. Return 19.16%
This Fund
S&P 500
This Quarter Est. Return
+8.88%
1 Year Est. Return
+19.16%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$581M
AUM Growth
+$121M
Cap. Flow
+$83.9M
Cap. Flow %
14.45%
Top 10 Hldgs %
33.37%
Holding
377
New
70
Increased
209
Reduced
62
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.69M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$2.9M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.81M
4
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$2.58M
5
SPGM icon
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
+$2.09M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$980K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$917K
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$869K
4
LMT icon
Lockheed Martin
LMT
+$541K
5
ITW icon
Illinois Tool Works
ITW
+$424K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Consumer Discretionary 6.25%
3 Financials 5.03%
4 Industrials 4.98%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$879B
$35.4M 6.09%
74,160
+4,273
+6% +$1.97M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$138B
$32.7M 5.62%
286,284
-8,012
-3% -$917K
AAPL icon
3
Apple
AAPL
$4.8T
$27.6M 4.75%
155,504
+36,019
+30% +$5.69M
FVD icon
4
First Trust Value Line Dividend Fund
FVD
$8.2B
$21.8M 3.75%
506,484
+29,682
+6% +$1.23M
QQQ icon
5
Invesco QQQ Trust
QQQ
$463B
$15.7M 2.7%
39,382
+1,434
+4% +$554K
SPAB icon
6
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.83B
$14.9M 2.57%
503,259
+54,895
+12% +$1.63M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$13.4M 2.31%
28,229
+3,497
+14% +$1.61M
AMZN icon
8
Amazon
AMZN
$2.69T
$11.7M 2.02%
70,220
+6,680
+11% +$1.14M
FTCS icon
9
First Trust Capital Strength ETF
FTCS
$7.8B
$11.4M 1.96%
134,345
+4,726
+4% +$379K
MTUM icon
10
iShares MSCI USA Momentum Factor ETF
MTUM
$25.2B
$9.29M 1.6%
51,096
+646
+1% +$119K
MSFT icon
11
Microsoft
MSFT
$2.99T
$9.15M 1.58%
27,223
+5,458
+25% +$1.77M
BX icon
12
Blackstone
BX
$151B
$8.86M 1.53%
68,504
+3,469
+5% +$463K
QUAL icon
13
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$8.6M 1.48%
59,077
+1,981
+3% +$280K
GOOGL icon
14
Alphabet (Google) Class A
GOOGL
$4.3T
$8.08M 1.39%
55,800
+3,240
+6% +$467K
USMV icon
15
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$7.61M 1.31%
94,036
+49
+0.1% +$3.79K
FTSM icon
16
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$7.18M 1.24%
120,052
+31
+0% +$1.86K
USMC icon
17
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.52B
$6.82M 1.17%
153,839
+13,395
+10% +$572K
IWO icon
18
iShares Russell 2000 Growth ETF
IWO
$14.6B
$6.8M 1.17%
23,201
-370
-2% -$112K
VNLA icon
19
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$6.76M 1.16%
136,451
-5,198
-4% -$259K
TSLA icon
20
Tesla
TSLA
$1.39T
$6.71M 1.15%
19,038
-510
-3% -$171K
FPX icon
21
First Trust US Equity Opportunities ETF
FPX
$1.52B
$6.7M 1.15%
54,712
-1,699
-3% -$215K
DGRW icon
22
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$4.39M 0.76%
66,684
+33,199
+99% +$2.08M
HD icon
23
Home Depot
HD
$332B
$4.24M 0.73%
10,213
+1,560
+18% +$594K
EFG icon
24
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$4.23M 0.73%
38,389
+2,487
+7% +$272K
SPMD icon
25
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
$4.21M 0.73%
84,658
+8,380
+11% +$409K
1
2 3 4 5

Similar funds

PTC
Petrus Trust Company Dallas, Texas $915M AUM 2.95% 1-Year Est. Return
DWP
Destiny Wealth Partners Tavares, Florida $914M AUM 18.14% 1-Year Est. Return
SOCM
SR One Capital Management Wayne, Pennsylvania $915M AUM 209.71% 1-Year Est. Return
CWMK
Caliber Wealth Management (Kansas) Overland Park, Kansas $914M AUM 21.56% 1-Year Est. Return
SA
Scarborough Advisors Annapolis, Maryland $914M AUM 17.4% 1-Year Est. Return
BDF
Black Diamond Financial Towson, Maryland $916M AUM 15.95% 1-Year Est. Return
SI
Symmetry Investments St Helier, Jersey $913M AUM 30.59% 1-Year Est. Return
GIG
Goodnow Investment Group Darien, Connecticut $913M AUM 11.84% 1-Year Est. Return

Golden State Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Golden State Wealth Management held 377 positions worth $581M, up 26% from $460M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management deployed $83.9M of net new capital in Q4 2021, opening 70 new positions and adding to 209 existing holdings. Its largest new stake was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $980K trimmed.

  • Golden State Wealth Management's largest Q4 2021 buy was State Street SPDR Portfolio MSCI Global Stock Market ETF: 36,410 shares worth $2.11M.
  • Golden State Wealth Management added most to Apple in Q4 2021, an estimated $5.69M increase.
  • Golden State Wealth Management's biggest Q4 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $980K.
  • Golden State Wealth Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $869K.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $581M portfolio in Q4 2021.
  • Golden State Wealth Management opened 70 new positions and closed 16 in Q4 2021.
  • Golden State Wealth Management's portfolio value rose 26% quarter-over-quarter to $581M.

Based on Golden State Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.