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GSWM

Golden State Wealth Management Portfolio holdings

AUM $915M
1-Year Est. Return 19.16%
This Fund
S&P 500
This Quarter Est. Return
+11.88%
1 Year Est. Return
+19.16%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$345M
AUM Growth
+$45.9M
Cap. Flow
+$14.1M
Cap. Flow %
4.09%
Top 10 Hldgs %
41.19%
Holding
456
New
31
Increased
143
Reduced
55
Closed
219

Top Buys

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$2.59M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.46M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.93M
4
GAB icon
Gabelli Equity Trust
GAB
+$1.9M
5
AMZN icon
Amazon
AMZN
+$1.86M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.07M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.25M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.19M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.02M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 11.02%
2 Consumer Discretionary 5.91%
3 Financials 5.03%
4 Communication Services 4.02%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$31.1M 9.01%
262,989
+1,976
+0.8% +$233K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$882B
$26.1M 7.57%
69,554
+3,032
+5% +$1.08M
AAPL icon
3
Apple
AAPL
$4.77T
$21.6M 6.26%
162,776
+13,646
+9% +$1.64M
FVD icon
4
First Trust Value Line Dividend Fund
FVD
$8.21B
$10.9M 3.16%
310,814
+72,748
+31% +$2.46M
AMZN icon
5
Amazon
AMZN
$2.69T
$10.7M 3.11%
65,840
+11,660
+22% +$1.86M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$10.1M 2.94%
27,141
-14,297
-35% -$5.07M
SPAB icon
7
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.82B
$8.96M 2.6%
291,174
+62,840
+28% +$1.93M
FTSM icon
8
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$8.21M 2.38%
136,805
+1,616
+1% +$97K
FTCS icon
9
First Trust Capital Strength ETF
FTCS
$7.81B
$7.44M 2.16%
110,268
+1,781
+2% +$116K
VNLA icon
10
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$6.99M 2.02%
138,420
+2,381
+2% +$120K
FPX icon
11
First Trust US Equity Opportunities ETF
FPX
$1.53B
$6.66M 1.93%
56,252
-428
-0.8% -$46.4K
IWO icon
12
iShares Russell 2000 Growth ETF
IWO
$14.7B
$6.22M 1.8%
21,690
-371
-2% -$94.6K
QQQ icon
13
Invesco QQQ Trust
QQQ
$465B
$5.88M 1.7%
18,752
+125
+0.7% +$36.7K
MSFT icon
14
Microsoft
MSFT
$2.98T
$5.34M 1.55%
24,000
+5,770
+32% +$1.24M
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$4.31T
$5.06M 1.47%
57,640
+1,820
+3% +$153K
BX icon
16
Blackstone
BX
$151B
$4.55M 1.32%
70,166
+6,843
+11% +$398K
CFA icon
17
VictoryShares US 500 Volatility Wtd ETF
CFA
$534M
$3.57M 1.03%
57,339
-6,410
-10% -$376K
TSLA icon
18
Tesla
TSLA
$1.4T
$3.49M 1.01%
14,853
+471
+3% +$80.4K
IUSG icon
19
iShares Core S&P US Growth ETF
IUSG
$31.7B
$3.45M 1%
38,870
-1,767
-4% -$149K
HTRB icon
20
Hartford Total Return Bond ETF
HTRB
$2.23B
$3.3M 0.96%
79,012
-10,267
-11% -$427K
USMC icon
21
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.54B
$3.29M 0.95%
92,229
+9,412
+11% +$319K
SPMD icon
22
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
$2.82M 0.82%
+69,715
New +$2.59M
DIA icon
23
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.49M 0.72%
8,138
-279
-3% -$81.2K
IJR icon
24
iShares Core S&P Small-Cap ETF
IJR
$110B
$2.47M 0.72%
26,908
-14,441
-35% -$1.19M
TMO icon
25
Thermo Fisher Scientific
TMO
$197B
$2.46M 0.71%
5,280
+3,821
+262% +$1.79M
1
2 3 4 5

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SOCM
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CWMK
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SA
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BDF
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GIG
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Golden State Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Golden State Wealth Management held 456 positions worth $345M, up 15% from $299M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Golden State Wealth Management deployed $14.1M of net new capital in Q4 2020, opening 31 new positions and adding to 143 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.07M trimmed.

  • Golden State Wealth Management's largest Q4 2020 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q4 2020, an estimated $2.46M increase.
  • Golden State Wealth Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.07M.
  • Golden State Wealth Management fully exited iShares Core Dividend Growth ETF in Q4 2020, selling an estimated $1.02M.
  • Golden State Wealth Management's ten largest holdings make up 41% of its $345M portfolio in Q4 2020.
  • Golden State Wealth Management opened 31 new positions and closed 219 in Q4 2020.
  • Golden State Wealth Management's portfolio value rose 15% quarter-over-quarter to $345M.

Based on Golden State Wealth Management's 13F filing for Q4 2020, filed 28 Jan 2021.