Golden State Wealth Management’s VictoryShares US EQ Income Enhanced Volatility Wtd ETF CDC Stock Holding History

Golden State Wealth Management’s Portfolio CDC Stock Details CDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-903	Closed	-$42K	–	180
2019 Q3	$42K	Buy	903 +1	+0.1%	+$45	0.01%	465
2019 Q2	$41K	Sell	902 -1	-0.1%	-$45	0.01%	493
2019 Q1	$40K	Buy	+903	New	+$39.4K	0.01%	501

Other funds holding CDC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

GWAG

Garrett Wealth Advisory Group Weatherford, Texas $651M AUM 23.69% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $20.5B AUM 24.45% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Golden State Wealth Management's CDC Position: Q4 2019 in Review

Golden State Wealth Management sold out of VictoryShares US EQ Income Enhanced Volatility Wtd ETF (CDC) in Q4 2019, closing a stake of 903 shares — an estimated $42K sold.

Golden State Wealth Management first reported a position in CDC in Q1 2019 and held it in 3 quarters. The position peaked at $42K in Q3 2019. 61 funds tracked by Wall St. Rank hold CDC as of Q4 2019.

Golden State Wealth Management reported no remaining VictoryShares US EQ Income Enhanced Volatility Wtd ETF position as of Q4 2019 after selling out during the quarter.
Golden State Wealth Management sold 903 VictoryShares US EQ Income Enhanced Volatility Wtd ETF shares in Q4 2019, an estimated $42K.
Golden State Wealth Management first reported a position in VictoryShares US EQ Income Enhanced Volatility Wtd ETF in Q1 2019 and held it in 3 quarters.
Golden State Wealth Management's VictoryShares US EQ Income Enhanced Volatility Wtd ETF position peaked at $42K in Q3 2019.
61 funds tracked by Wall St. Rank held VictoryShares US EQ Income Enhanced Volatility Wtd ETF as of Q4 2019.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.