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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
401
Novartis
NVS
$293B
$56K 0.02%
650
– –
ESGL
402
DELISTED
Invesco ESG Revenue ETF
ESGL
$56K 0.02%
1,741
– –
BFZ
403
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$55K 0.02%
4,033
– –
EPS icon
404
WisdomTree US LargeCap Fund
EPS
$1.64B
$55K 0.02%
1,640
– –
NUSC icon
405
Nuveen ESG Small-Cap ETF
NUSC
$1.32B
$55K 0.02%
1,895
+1
+0.1% +$29
CB icon
406
Chubb
CB
$137B
$54K 0.02%
336
– –
DOW icon
407
Dow Inc
DOW
$21.9B
$54K 0.02%
1,143
-75
-6% -$3.51K
IWS icon
408
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$54K 0.02%
598
– –
JPI
409
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$54K 0.02%
2,195
+19
+0.9% +$460
PNC icon
410
PNC Financial Services
PNC
$101B
$54K 0.02%
383
+317
+480% +$43K
SOYB icon
411
Teucrium Soybean Fund
SOYB
$60.7M
$54K 0.02%
3,500
+450
+15% +$6.85K
UAA icon
412
Under Armour
UAA
$2.73B
$54K 0.02%
2,730
-500
-15% -$11K
XSLV icon
413
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$54K 0.02%
1,101
-513
-32% -$24.7K
EFV icon
414
iShares MSCI EAFE Value ETF
EFV
$29.2B
$53K 0.02%
1,111
+117
+12% +$5.45K
PGR icon
415
Progressive
PGR
$125B
$53K 0.02%
+690
New +$54.3K
ZTS icon
416
Zoetis
ZTS
$32.4B
$53K 0.02%
424
+1
+0.2% +$121
AWR icon
417
American States Water
AWR
$3.4B
$52K 0.02%
574
– –
KMB icon
418
Kimberly-Clark
KMB
$36.1B
$52K 0.02%
368
– –
PAYC icon
419
Paycom
PAYC
$10.1B
$52K 0.02%
250
– –
VV icon
420
Vanguard Morningstar Large-Cap ETF
VV
$54B
$52K 0.02%
383
+1
+0.3% +$136
VXUS icon
421
Vanguard Total International Stock ETF
VXUS
$158B
$52K 0.02%
1,013
-195
-16% -$10.1K
CMF icon
422
iShares California Muni Bond ETF
CMF
$4.61B
$51K 0.02%
827
-25,944
-97% -$1.59M
DNP icon
423
DNP Select Income Fund
DNP
$4.05B
$51K 0.02%
4,000
– –
ROSC icon
424
Hartford Multifactor Small Cap ETF
ROSC
$62.2M
$51K 0.02%
1,780
– –
AMT icon
425
American Tower
AMT
$79.8B
$50K 0.02%
225
-13
-5% -$2.84K
15 16
17
18 19

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MAM
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KCM
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MIA
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.