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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFACU
201
DELISTED
Arena Fortify Acquisition Corp. Unit
AFACU
$253K 0.04%
+25,000
New +$253K
IOACU
202
DELISTED
Innovative International Acquisition Corp. Unit
IOACU
$252K 0.04%
+25,000
New +$252K
APN.U
203
DELISTED
Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant
APN.U
$252K 0.04%
+25,000
New +$252K
COVAU
204
DELISTED
COVA Acquisition Corp. Unit
COVAU
$250K 0.04%
25,000
+2,500
+11% +$25K
ADER
205
DELISTED
26 Capital Acquisition Corp
ADER
$240K 0.04%
216,376
+76,376
+55% +$752K
SCAQU
206
DELISTED
Stratim Cloud Acquisition Corp. Unit
SCAQU
$226K 0.04%
15,000
+1,500
+11% +$14.8K
FTAA
207
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$225K 0.04%
448,613
+10,000
+2% +$99.3K
SLCR
208
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
$222K 0.04%
+22,658
New +$223K
PBCT
209
DELISTED
People's United Financial Inc
PBCT
$216K 0.04%
12,126
– –
MGLN
210
DELISTED
Magellan Health Services, Inc.
MGLN
$216K 0.04%
2,279
-170,148
-99% -$16.1M
PPGH
211
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$215K 0.04%
95,170
+15,000
+19% +$149K
SVFA
212
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$212K 0.04%
+310,200
New +$3.1M
ISBC
213
DELISTED
Investors Bancorp, Inc.
ISBC
$212K 0.04%
13,991
– –
IPOF
214
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$211K 0.04%
395,000
+69,200
+21% +$711K
MIME
215
DELISTED
Mimecast Limited
MIME
$206K 0.04%
+308,935
New +$23.3M
TGVCU
216
DELISTED
TG Venture Acquisition Corp. Units
TGVCU
$205K 0.04%
+20,000
New +$205K
CCTSU
217
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$202K 0.04%
+20,000
New +$201K
BREZ
218
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$192K 0.03%
18,811
– –
CPTK
219
DELISTED
Crown PropTech Acquisitions
CPTK
$177K 0.03%
+17,860
New +$176K
BENE
220
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$176K 0.03%
22,500
-105,940
-82% -$1.1M
GMBT
221
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$159K 0.03%
582,591
+314,374
+117% +$3.12M
CTAQ
222
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
$156K 0.03%
+15,900
New +$156K
ICU icon
223
SeaStar Medical
ICU
$12.8M
$155K 0.03%
62
– –
DPCSU
224
DELISTED
DP Cap Acquisition Corp I Unit
DPCSU
$152K 0.03%
+15,000
New +$151K
EDTX
225
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$150K 0.03%
15,000
– –
7 8
9
10 11

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.