First Trust Capital Management’s Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant APN.U Stock Holding History

First Trust Capital Management’s Portfolio APN.U Stock Details APN.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-25,000	Closed	-$250K	–	480
2022 Q2	$250K	Hold	25,000	–	–	0.02%	363
2022 Q1	$251K	Hold	25,000	–	–	0.03%	213
2021 Q4	$252K	Buy	+25,000	New	+$252K	0.04%	203

Other funds holding APN.U

Calamos Advisors Naperville, Illinois $30.1B AUM 30.03% 1-Year Est. Return

HIM

HGC Investment Management Toronto, Ontario, Canada $507M AUM 6.15% 1-Year Est. Return

LMR Partners London, United Kingdom $26.8B AUM 68.38% 1-Year Est. Return

CCA

Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

Wealthspring Capital West Harrison, New York $448M AUM 8.38% 1-Year Est. Return

SFM

Spartan Fund Management Toronto, Ontario, Canada $30M AUM 11.98% 1-Year Est. Return

SIA

Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Meteora Capital Boca Raton, Florida $1.21B AUM 13.69% 1-Year Est. Return

First Trust Capital Management's APN.U Position: Q3 2022 in Review

First Trust Capital Management sold out of Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant (APN.U) in Q3 2022, closing a stake of 25,000 shares — an estimated $250K sold.

First Trust Capital Management first reported a position in APN.U in Q4 2021 and held it in 3 quarters. The position peaked at $252K in Q4 2021. 13 funds tracked by Wall St. Rank hold APN.U as of Q3 2022.

First Trust Capital Management reported no remaining Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant position as of Q3 2022 after selling out during the quarter.
First Trust Capital Management sold 25,000 Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant shares in Q3 2022, an estimated $250K.
First Trust Capital Management first reported a position in Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant in Q4 2021 and held it in 3 quarters.
First Trust Capital Management's Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant position peaked at $252K in Q4 2021.
13 funds tracked by Wall St. Rank held Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant as of Q3 2022.

Based on First Trust Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.