Castle Creek Arbitrage’s Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant APN.U Stock Holding History

Castle Creek Arbitrage’s Portfolio APN.U Stock Details APN.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-189,358	Closed	-$1.9M	–	632
2022 Q3	$1.9M	Hold	189,358	–	–	0.11%	248
2022 Q2	$1.89M	Hold	189,358	–	–	0.1%	254
2022 Q1	$1.9M	Hold	189,358	–	–	0.1%	259
2021 Q4	$1.91M	Buy	+189,358	New	+$1.91M	0.1%	263

Other funds holding APN.U

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Castle Creek Arbitrage's APN.U Position: Q4 2022 in Review

Castle Creek Arbitrage sold out of Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant (APN.U) in Q4 2022, closing a stake of 189,358 shares — an estimated $1.9M sold.

Castle Creek Arbitrage first reported a position in APN.U in Q4 2021 and held it in 4 quarters. The position peaked at $1.91M in Q4 2021. 2 funds tracked by Wall St. Rank hold APN.U as of Q4 2022.

Castle Creek Arbitrage reported no remaining Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant position as of Q4 2022 after selling out during the quarter.
Castle Creek Arbitrage sold 189,358 Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant shares in Q4 2022, an estimated $1.9M.
Castle Creek Arbitrage first reported a position in Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant in Q4 2021 and held it in 4 quarters.
Castle Creek Arbitrage's Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant position peaked at $1.91M in Q4 2021.
2 funds tracked by Wall St. Rank held Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant as of Q4 2022.

Based on Castle Creek Arbitrage's 13F filing for Q4 2022, filed 14 Feb 2023.