FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+17.78%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$356M
AUM Growth
-$16.2M
Cap. Flow
-$22.7M
Cap. Flow %
-6.39%
Top 10 Hldgs %
47.44%
Holding
185
New
80
Increased
10
Reduced
11
Closed
51

Top Buys

1
EV
Eaton Vance Corp.
EV
$25.1M
2
RP
RealPage, Inc.
RP
$23.6M
3
TIF
Tiffany & Co.
TIF
$23.1M
4
VAR
Varian Medical Systems, Inc.
VAR
$12.5M
5
WORK
Slack Technologies, Inc.
WORK
$12.2M

Top Sells

1
LVGO
Livongo Health, Inc. Common Stock
LVGO
$39.6M
2
ADSW
Advanced Disposal Services, Inc.
ADSW
$28.9M
3
WTW icon
Willis Towers Watson
WTW
$24M
4
AIMT
Aimmune Therapeutics, Inc.
AIMT
$18.1M
5
IMMU
Immunomedics Inc
IMMU
$17.8M

Sector Composition

1 Financials 12.85%
2 Technology 12.05%
3 Healthcare 4.54%
4 Industrials 3.11%
5 Consumer Discretionary 2.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LACQ
151
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-23,303
Closed -$249K
NGA.U
152
DELISTED
Northern Genesis Acquisition Corp. Units, each consisting of one share of common stock and one-half
NGA.U
– –
-280,000
Closed -$2.8M
VSPRU
153
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
– –
-290,900
Closed -$2.99M
DMYD.U
154
DELISTED
dMY Technology Group, Inc. II Units, each consisting of one share of Class A common stock and one-th
DMYD.U
– –
-153,000
Closed -$1.57M
BFT.U
155
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
– –
-84,055
Closed -$857K
CIICU
156
DELISTED
CIIG Merger Corp. Units
CIICU
– –
-47,185
Closed -$482K
PCPL.U
157
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
– –
-33,332
Closed -$361K
LOAK.U
158
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
– –
-50,000
Closed -$528K
MVC
159
DELISTED
MVC Capital, Inc.
MVC
– –
-66,719
Closed -$521K
HUD
160
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-83,397
Closed -$634K
WMGI
161
DELISTED
Wright Medical Group Inc
WMGI
– –
-427,291
Closed -$13M
JCAP
162
DELISTED
Jernigan Capital, Inc.
JCAP
– –
-47,540
Closed -$815K
BITA
163
DELISTED
Bitauto Holdings Limited
BITA
– –
-32,549
Closed -$513K
ADSW
164
DELISTED
Advanced Disposal Services, Inc.
ADSW
– –
-955,105
Closed -$28.9M
LVGO
165
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-282,554
Closed -$39.6M
IMMU
166
DELISTED
Immunomedics Inc
IMMU
– –
-209,046
Closed -$17.8M
RST
167
DELISTED
ROSETTA STONE INC
RST
– –
-545,192
Closed -$16.3M
AIMT
168
DELISTED
Aimmune Therapeutics, Inc.
AIMT
– –
-525,598
Closed -$18.1M
VSLR
169
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-13,318
Closed -$564K
AMTD
170
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-8,311
Closed -$325K
ETFC
171
DELISTED
E*Trade Financial Corporation
ETFC
– –
-160,955
Closed -$8.06M
INWK
172
DELISTED
InnerWorkings, Inc.
INWK
– –
-114,962
Closed -$344K
MNTA
173
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-309,814
Closed -$16.3M
UPH
174
DELISTED
UpHealth, Inc.
UPH
– –
-4,415
Closed -$449K
THCA
175
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
– –
-26,076
Closed -$260K
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7
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