First Trust Capital Management’s CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third PCPL.U Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2020
Q4
Sell
-33,332
Closed -$361K 169
2020
Q3
$361K Sell
33,332
-16,668
-33% -$181K 0.1% 93
2020
Q2
$530K Buy
+50,000
New +$530K 0.17% 28