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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+35.09%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$372M
AUM Growth
+$56.4M
Cap. Flow
+$22.4M
Cap. Flow %
6.03%
Top 10 Hldgs %
60.07%
Holding
142
New
71
Increased
21
Reduced
8
Closed
37

Top Buys

Rank Stock Value
1
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$34.4M
2
NGHC
National General Holdings Corp
NGHC
+$26.4M
3
VAR
Varian Medical Systems, Inc.
VAR
+$19.8M
4
RST
ROSETTA STONE INC
RST
+$14.1M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$12.8M

Top Sells

Rank Stock Value
1
WTW icon
Willis Towers Watson
WTW
+$50.3M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$37.1M
3
LOGM
LogMein, Inc.
LOGM
+$36.4M
4
LM
Legg Mason, Inc.
LM
+$34M
5
CZR
Caesars Entertainment Corporation
CZR
+$20.4M

Sector Composition

Rank Sector Weight
1 Financials 19.51%
2 Healthcare 10.96%
3 Communication Services 10.64%
4 Industrials 9.78%
5 Technology 6.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HECCU
76
DELISTED
Hudson Executive Investment Corp. Units
HECCU
$584K 0.16%
55,857
-13,900
-20% -$143K
SST icon
77
System1
SST
$16.5M
$583K 0.16%
+5,728
New +$582K
VSLR
78
DELISTED
VIVINT SOLAR, INC.
VSLR
$564K 0.15%
+13,318
New +$343K
SCPE
79
DELISTED
SC Health Corporation
SCPE
$550K 0.15%
54,515
+100
+0.2% +$1.01K
THBR
80
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$538K 0.14%
+52,700
New +$539K
LOAK.U
81
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
$528K 0.14%
50,000
– –
BTRS
82
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$523K 0.14%
+50,000
New +$516K
MVC
83
DELISTED
MVC Capital, Inc.
MVC
$521K 0.14%
+66,719
New +$485K
BITA
84
DELISTED
Bitauto Holdings Limited
BITA
$513K 0.14%
+32,549
New +$514K
CIICU
85
DELISTED
CIIG Merger Corp. Units
CIICU
$482K 0.13%
47,185
– –
UPH
86
DELISTED
UpHealth, Inc.
UPH
$449K 0.12%
4,415
+2,501
+131% +$255K
MAPS
87
DELISTED
WM TECHNOLOGY INC A
MAPS
$414K 0.11%
40,893
+8,805
+27% +$89K
TREB.U
88
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
$404K 0.11%
37,400
-10,000
-21% -$106K
QS icon
89
QuantumScape Corp
QS
$3.5B
$402K 0.11%
+24,027
New +$356K
JIH.U
90
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$393K 0.11%
34,451
– –
ACIA
91
DELISTED
Acacia Communications Inc
ACIA
$392K 0.11%
5,812
+337
+6% +$22.9K
TIF
92
DELISTED
Tiffany & Co.
TIF
$379K 0.1%
3,273
+243
+8% +$29.5K
PCPL.U
93
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$361K 0.1%
33,332
-16,668
-33% -$179K
GSAH.U
94
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$355K 0.1%
31,600
– –
INWK
95
DELISTED
InnerWorkings, Inc.
INWK
$344K 0.09%
+114,962
New +$297K
AMTD
96
DELISTED
TD Ameritrade Holding Corp
AMTD
$325K 0.09%
8,311
-984,772
-99% -$37.1M
THCA
97
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$260K 0.07%
26,076
+9,448
+57% +$94.5K
LACQ
98
DELISTED
Leisure Acquisition Corp.
LACQ
$249K 0.07%
23,303
+23,201
+22,746% +$245K
FIT
99
DELISTED
Fitbit, Inc. Class A common stock
FIT
$194K 0.05%
27,816
+1,998
+8% +$13K
ACND.U
100
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
$166K 0.04%
+15,800
New +$162K
2 3
4
5 6

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First Trust Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, First Trust Capital Management held 142 positions worth $372M, up 18% from $316M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

First Trust Capital Management deployed $22.4M of net new capital in Q3 2020, opening 71 new positions and adding to 21 existing holdings. Its largest new stake was Livongo Health, Inc. Common Stock: 282,554 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 53% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Willis Towers Watson, an estimated $50.3M trimmed.

  • First Trust Capital Management's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 282,554 shares worth $39.6M.
  • First Trust Capital Management added most to Wright Medical Group Inc in Q3 2020, an estimated $3.76M increase.
  • First Trust Capital Management's biggest Q3 2020 reduction was Willis Towers Watson, cutting an estimated $50.3M.
  • First Trust Capital Management fully exited LogMein, Inc. in Q3 2020, selling an estimated $36.4M.
  • First Trust Capital Management's ten largest holdings make up 60% of its $372M portfolio in Q3 2020.
  • First Trust Capital Management opened 71 new positions and closed 37 in Q3 2020.
  • First Trust Capital Management's portfolio value rose 18% quarter-over-quarter to $372M.

Based on First Trust Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.