We are live on ! Find out more
FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+9.1%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$644M
AUM Growth
-$219M
Cap. Flow
-$248M
Cap. Flow %
-38.43%
Top 10 Hldgs %
57.29%
Holding
91
New
17
Increased
12
Reduced
17
Closed
40

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$48.5M
2
LVLT
Level 3 Communications Inc
LVLT
+$47M
3
RICE
Rice Energy Inc.
RICE
+$26.5M
4
KITE
Kite Pharma, Inc.
KITE
+$23.8M
5
NDRM
NeuroDerm Ltd. Ordinary Shares
NDRM
+$15.6M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$56.3M
2
RAI
Reynolds American Inc
RAI
+$56.2M
3
OKE icon
Oneok
OKE
+$55.7M
4
WOOF
VCA Inc.
WOOF
+$36.2M
5
PNRA
Panera Bread Co
PNRA
+$35.2M

Sector Composition

Rank Sector Weight
1 Communication Services 19.09%
2 Industrials 17.55%
3 Technology 14.78%
4 Energy 6.73%
5 Financials 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPO
51
DELISTED
First Potomac Realty Trust
FPO
$673K 0.1%
60,426
– –
AAP icon
52
Advance Auto Parts
AAP
$3.37B
– –
-54,500
Closed -$6.35M
BGC icon
53
BGC Group
BGC
$5.58B
– –
-469,999
Closed -$3.82M
BNED icon
54
Barnes & Noble Education
BNED
$412M
– –
-6,357
Closed -$6.76M
DKS icon
55
Dick's Sporting Goods
DKS
$18.4B
– –
-195,658
Closed -$7.79M
GMS
56
DELISTED
GMS Inc
GMS
– –
-195,673
Closed -$5.5M
GNRC icon
57
Generac Holdings
GNRC
$11.9B
– –
-274,629
Closed -$9.92M
GTLS
58
DELISTED
Chart Industries
GTLS
– –
-82,289
Closed -$2.86M
HNNA icon
59
Hennessy Advisors
HNNA
$77.6M
– –
-214
Closed -$3.25K
HOUS
60
DELISTED
Anywhere Real Estate
HOUS
– –
-151,919
Closed -$4.93M
OKE icon
61
Oneok
OKE
$58.7B
– –
-1,068,255
Closed -$55.7M
SBGI icon
62
Sinclair Inc
SBGI
$974M
– –
-82,168
Closed -$2.7M
SFM icon
63
Sprouts Farmers Market
SFM
$7.04B
– –
-306,500
Closed -$6.95M
TDS icon
64
Telephone and Data Systems
TDS
$3.91B
– –
-28,989
Closed -$804K
THS
65
DELISTED
Treehouse Foods
THS
– –
-103,762
Closed -$8.48M
UA icon
66
Under Armour Class C
UA
$2.92B
– –
-335,200
Closed -$6.76M
VTRS icon
67
Viatris
VTRS
$20.1B
– –
-131,333
Closed -$5.1M
SRCL
68
DELISTED
Stericycle Inc
SRCL
– –
-110,903
Closed -$8.46M
BBBY
69
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-163,537
Closed -$4.97M
DTEA
70
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
– –
-920,230
Closed -$5.38M
TWTR
71
DELISTED
Twitter, Inc.
TWTR
– –
-420,850
Closed -$7.52M
SRCI
72
DELISTED
SRC Energy Inc
SRCI
– –
-493,457
Closed -$3.32M
ISCA
73
DELISTED
International Speedway Corp
ISCA
– –
-248,826
Closed -$9.34M
TRK
74
DELISTED
Speedway Motorsports, Inc.
TRK
– –
-220,883
Closed -$4.04M
FIG
75
DELISTED
Fortress Investment Group Llc
FIG
– –
-601,597
Closed -$4.81M
1 2
3
4

Similar funds

RCA
Resonant Capital Advisors Madison, Wisconsin $1.9B AUM 14.38% 1-Year Est. Return
IAN
Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return
DCP
Distillate Capital Partners Chicago, Illinois $1.9B AUM 2.22% 1-Year Est. Return
BOH
Bank of Hawaii Honolulu, Hawaii $1.91B AUM 22.08% 1-Year Est. Return
EP
Eversept Partners New York $1.9B AUM 121.13% 1-Year Est. Return
MC
Maren Capital Chicago, Illinois $1.91B AUM 17.37% 1-Year Est. Return
RIL
Rothschild Investment LLC Chicago, Illinois $1.91B AUM 24.37% 1-Year Est. Return
SIC
Sigma Investment Counselors Northville, Michigan $1.89B AUM 14.55% 1-Year Est. Return

First Trust Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, First Trust Capital Management held 91 positions worth $644M, down 25% from $863M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

First Trust Capital Management withdrew a net $248M in Q3 2017, closing 40 positions and reducing 17 holdings. Its most notable exit was Mobileye N.V., an estimated $56.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 8% a quarter earlier, followed by Industrials and Technology.

Against the trend, First Trust Capital Management opened a new position in Time Warner Inc worth $49M.

  • First Trust Capital Management's largest Q3 2017 buy was Time Warner Inc: 478,189 shares worth $49M.
  • First Trust Capital Management added most to Level 3 Communications Inc in Q3 2017, an estimated $47M increase.
  • First Trust Capital Management's biggest Q3 2017 reduction was NXP Semiconductors, cutting an estimated $21.8M.
  • First Trust Capital Management fully exited Mobileye N.V. in Q3 2017, selling an estimated $56.3M.
  • First Trust Capital Management's ten largest holdings make up 57% of its $644M portfolio in Q3 2017.
  • First Trust Capital Management opened 17 new positions and closed 40 in Q3 2017.
  • First Trust Capital Management's portfolio value fell 25% quarter-over-quarter to $644M.

Based on First Trust Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.