We are live on ! Find out more
FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$308M
AUM Growth
-$414M
Cap. Flow
-$412M
Cap. Flow %
-133.66%
Top 10 Hldgs %
87.59%
Holding
69
New
22
Increased
4
Reduced
11
Closed
32

Top Buys

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$70.9M
2
VIAB
Viacom Inc. Class B
VIAB
+$44.8M
3
BN icon
Brookfield
BN
+$36.4M
4
AGN
Allergan plc
AGN
+$24.1M
5
MDSO
Medidata Solutions, Inc.
MDSO
+$22.5M

Top Sells

Rank Stock Value
1
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
+$97.3M
2
RHT
Red Hat Inc
RHT
+$83.9M
3
WP
Worldpay, Inc.
WP
+$70M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.7M
5
DATA
Tableau Software, Inc.
DATA
+$51.6M

Sector Composition

Rank Sector Weight
1 Financials 33.56%
2 Healthcare 29.58%
3 Communication Services 12.66%
4 Industrials 8.32%
5 Technology 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIC
26
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$724K 0.24%
55,840
-111
-0.2% -$1.31K
EXFO
27
DELISTED
EXFO INC.
EXFO
$703K 0.23%
176,140
+21,245
+14% +$80.3K
GSL icon
28
Global Ship Lease
GSL
$1.57B
$637K 0.21%
+83,272
New +$613K
CAPL icon
29
CrossAmerica Partners
CAPL
$839M
$607K 0.2%
35,553
+305
+0.9% +$5.16K
KEM
30
DELISTED
KEMET Corporation
KEM
$562K 0.18%
30,901
-16,675
-35% -$315K
GTX icon
31
Garrett Motion
GTX
$5.6B
$536K 0.17%
53,806
-3,766
-7% -$46.3K
OSPN icon
32
OneSpan
OSPN
$572M
$462K 0.15%
31,839
-191,683
-86% -$2.78M
SBGI icon
33
Sinclair Inc
SBGI
$1.02B
$400K 0.13%
+9,361
New +$453K
SONM icon
34
DNA X Inc
SONM
$4.51M
$397K 0.13%
+75
New +$1.15M
CCJ icon
35
Cameco
CCJ
$37.9B
$287K 0.09%
30,205
-19,128
-39% -$180K
DSSI
36
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
$214K 0.07%
+19,442
New +$223K
RBBN icon
37
Ribbon Communications
RBBN
$361M
$202K 0.07%
+34,558
New +$182K
GEG icon
38
Great Elm Group
GEG
$68M
– –
-174,460
Closed -$750K
IMAX icon
39
IMAX
IMAX
$2.59B
– –
-24,500
Closed -$495K
IWM icon
40
iShares Russell 2000 ETF
IWM
$80.4B
– –
-40,000
Closed -$6.15M
SPY icon
41
State Street SPDR S&P 500 ETF Trust
SPY
$783B
– –
-224,400
Closed -$65.7M
SXC icon
42
SunCoke Energy
SXC
$779M
– –
-961,409
Closed -$8.54M
BERY
43
DELISTED
Berry Global Group, Inc.
BERY
– –
-13,761
Closed -$665K
TNAV
44
DELISTED
Telenav Inc.
TNAV
– –
-101,860
Closed -$815K
IOTS
45
DELISTED
Adesto Technologies Corp
IOTS
– –
-118,559
Closed -$966K
MLNX
46
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-2,249
Closed -$249K
BRPM.U
47
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
– –
-23,774
Closed -$237K
ONCE
48
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-37,205
Closed -$3.81M
BPL
49
DELISTED
Buckeye Partners, L.P.
BPL
– –
-50,262
Closed -$2.06M
OAK
50
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-207,779
Closed -$10.3M
1
2
3

Similar funds

IAN
Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return
DCP
Distillate Capital Partners Chicago, Illinois $1.9B AUM 2.22% 1-Year Est. Return
BOH
Bank of Hawaii Honolulu, Hawaii $1.91B AUM 22.08% 1-Year Est. Return
EP
Eversept Partners New York $1.9B AUM 121.13% 1-Year Est. Return
MC
Maren Capital Chicago, Illinois $1.91B AUM 17.37% 1-Year Est. Return
RIL
Rothschild Investment LLC Chicago, Illinois $1.91B AUM 24.37% 1-Year Est. Return
OPCM
Osborne Partners Capital Management San Francisco, California $1.89B AUM 16.21% 1-Year Est. Return
6CM
683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return

First Trust Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, First Trust Capital Management held 69 positions worth $308M, down 57% from $722M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

First Trust Capital Management withdrew a net $412M in Q3 2019, closing 32 positions and reducing 11 holdings. Its most notable exit was Liberty Expedia Holdings, Inc. Class A Common Stock, an estimated $97.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 34% of assets, up from 6.7% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, First Trust Capital Management opened a new position in SunTrust Banks, Inc. worth $60.8M.

  • First Trust Capital Management's largest Q3 2019 buy was SunTrust Banks, Inc.: 1,108,388 shares worth $60.8M.
  • First Trust Capital Management added most to Celgene Corp in Q3 2019, an estimated $12.3M increase.
  • First Trust Capital Management's biggest Q3 2019 reduction was BlueLinx, cutting an estimated $4.83M.
  • First Trust Capital Management fully exited Liberty Expedia Holdings, Inc. Class A Common Stock in Q3 2019, selling an estimated $97.3M.
  • First Trust Capital Management's ten largest holdings make up 88% of its $308M portfolio in Q3 2019.
  • First Trust Capital Management opened 22 new positions and closed 32 in Q3 2019.
  • First Trust Capital Management's portfolio value fell 57% quarter-over-quarter to $308M.

Based on First Trust Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.