First Trust Capital Management’s Great Elm Group GEG Stock Holding History

First Trust Capital Management’s Portfolio GEG Stock Details GEG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-174,460	Closed	-$750K	–	38
2019 Q2	$750K	Sell	174,460 -236,263	-58%	-$962K	0.1%	38
2019 Q1	$1.75M	Buy	410,723 +229,303	+126%	+$814K	0.48%	39
2018 Q4	$613K	Sell	181,420 -11,558	-6%	-$39.5K	0.16%	41
2018 Q3	$627K	Buy	+192,978	New	+$615K	0.07%	51
2018 Q1	–	Sell	-27,144	Closed	-$110K	–	46
2017 Q4	$110K	Buy	+27,144	New	+$105K	0.02%	49

Other funds holding GEG

NRCM

Northern Right Capital Management Darien, Connecticut $281M AUM 56.22% 1-Year Est. Return

CSC

Cove Street Capital El Segundo, California $76.6M AUM 36% 1-Year Est. Return

KCM

Kingdon Capital Management New York $911M AUM 51.11% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

APCM

Arbiter Partners Capital Management New York $175M AUM 99.81% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

MPAM

Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

First Trust Capital Management's GEG Position: Q3 2019 in Review

First Trust Capital Management sold out of Great Elm Group (GEG) in Q3 2019, closing a stake of 174,460 shares — an estimated $750K sold.

First Trust Capital Management first reported a position in GEG in Q4 2017 and held it in 5 quarters. The position peaked at $1.75M in Q1 2019. 38 funds tracked by Wall St. Rank hold GEG as of Q3 2019.

First Trust Capital Management reported no remaining Great Elm Group position as of Q3 2019 after selling out during the quarter.
First Trust Capital Management sold 174,460 Great Elm Group shares in Q3 2019, an estimated $750K.
First Trust Capital Management first reported a position in Great Elm Group in Q4 2017 and held it in 5 quarters.
First Trust Capital Management's Great Elm Group position peaked at $1.75M in Q1 2019.
38 funds tracked by Wall St. Rank held Great Elm Group as of Q3 2019.

Based on First Trust Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.