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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+14.38%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$522M
AUM Growth
-$122M
Cap. Flow
-$152M
Cap. Flow %
-29.13%
Top 10 Hldgs %
50.03%
Holding
79
New
28
Increased
10
Reduced
6
Closed
30

Top Buys

Rank Stock Value
1
BWLD
Buffalo Wild Wings, Inc.
BWLD
+$34.3M
2
BSFT
BroadSoft, Inc.
BSFT
+$23.8M
3
BDX icon
Becton Dickinson
BDX
+$23.6M
4
CUDA
Barracuda Networks, Inc.
CUDA
+$21.6M
5
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$14.8M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$72M
2
BCR
CR Bard Inc.
BCR
+$58.9M
3
TWX
Time Warner Inc
TWX
+$49M
4
KITE
Kite Pharma, Inc.
KITE
+$30.7M
5
VWR
VWR Corporation
VWR
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 31.92%
2 Communication Services 15.22%
3 Consumer Discretionary 11.02%
4 Healthcare 8.67%
5 Financials 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
26
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$8.24M 1.58%
+228,200
New +$7.86M
BV
27
DELISTED
Bazaarvoice, Inc.
BV
$7.66M 1.47%
+1,406,026
New +$7.09M
GPRE icon
28
Green Plains
GPRE
$1.19B
$7.38M 1.41%
+438,244
New +$7.71M
HOUS
29
DELISTED
Anywhere Real Estate
HOUS
$6.23M 1.19%
+235,000
New +$6.81M
HAWK
30
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$6.22M 1.19%
174,583
– –
AIG icon
31
American International
AIG
$41.9B
$5.63M 1.08%
94,465
+8,765
+10% +$538K
NCMI icon
32
National CineMedia
NCMI
$354M
$5.46M 1.05%
79,553
+12,842
+19% +$853K
GTN icon
33
Gray Television
GTN
$407M
$5.11M 0.98%
305,278
+18,223
+6% +$285K
TGNA
34
DELISTED
TEGNA Inc
TGNA
$4.23M 0.81%
300,422
+107,374
+56% +$1.4M
AKRX
35
DELISTED
Akorn Inc
AKRX
$4.18M 0.8%
+129,592
New +$4.25M
COR icon
36
Cencora
COR
$60.3B
$3.81M 0.73%
41,532
– –
KEM
37
DELISTED
KEMET Corporation
KEM
$3.69M 0.71%
+245,197
New +$4.67M
ACFC
38
DELISTED
Atlantic Coast Financial Corporation
ACFC
$3.55M 0.68%
+376,485
New +$3.39M
KS
39
DELISTED
KapStone Paper and Pack Corp.
KS
$2.85M 0.55%
125,470
– –
INDUU
40
DELISTED
Industrea Acquisition Corp. Unit
INDUU
$2.76M 0.53%
275,000
– –
KWY
41
Kingsway Corp
KWY
$249M
$2.58M 0.49%
510,914
-240,013
-32% -$1.31M
TNAV
42
DELISTED
Telenav Inc.
TNAV
$1.5M 0.29%
+272,749
New +$1.52M
VPG icon
43
Vishay Precision Group
VPG
$1.39B
$1.41M 0.27%
56,214
-283,821
-83% -$7.18M
STRP
44
DELISTED
Straight Path Communications Inc.
STRP
$1.17M 0.22%
6,458
-55,311
-90% -$10M
SNBC
45
DELISTED
Sun Bancorp Inc
SNBC
$605K 0.12%
+24,877
New +$623K
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.07T
$569K 0.11%
+2,870
New +$545K
HWCC
47
DELISTED
Houston Wire & Cable Company
HWCC
$289K 0.06%
+40,114
New +$242K
MOBL
48
DELISTED
MobileIron, Inc.
MOBL
$152K 0.03%
+38,951
New +$150K
GEG icon
49
Great Elm Group
GEG
$68.4M
$110K 0.02%
+27,144
New +$105K
AER icon
50
AerCap
AER
$23.9B
– –
-159,526
Closed -$8.15M
1
2
3 4

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IAN
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DCP
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SIC
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First Trust Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, First Trust Capital Management held 79 positions worth $522M, down 19% from $644M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

First Trust Capital Management withdrew a net $152M in Q4 2017, closing 30 positions and reducing 6 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $72M position sold in full.

By sector, the portfolio is most concentrated in Technology at 32% of assets, up from 15% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, First Trust Capital Management opened a new position in Buffalo Wild Wings, Inc. worth $40.7M.

  • First Trust Capital Management's largest Q4 2017 buy was Buffalo Wild Wings, Inc.: 260,574 shares worth $40.7M.
  • First Trust Capital Management added most to Donnelley Financial Solutions in Q4 2017, an estimated $10.7M increase.
  • First Trust Capital Management's biggest Q4 2017 reduction was Straight Path Communications Inc., cutting an estimated $10M.
  • First Trust Capital Management fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $72M.
  • First Trust Capital Management's ten largest holdings make up 50% of its $522M portfolio in Q4 2017.
  • First Trust Capital Management opened 28 new positions and closed 30 in Q4 2017.
  • First Trust Capital Management's portfolio value fell 19% quarter-over-quarter to $522M.

Based on First Trust Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.