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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+9.1%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$644M
AUM Growth
-$219M
Cap. Flow
-$248M
Cap. Flow %
-38.43%
Top 10 Hldgs %
57.29%
Holding
91
New
17
Increased
12
Reduced
17
Closed
40

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$48.5M
2
LVLT
Level 3 Communications Inc
LVLT
+$47M
3
RICE
Rice Energy Inc.
RICE
+$26.5M
4
KITE
Kite Pharma, Inc.
KITE
+$23.8M
5
NDRM
NeuroDerm Ltd. Ordinary Shares
NDRM
+$15.6M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$56.3M
2
RAI
Reynolds American Inc
RAI
+$56.2M
3
OKE icon
Oneok
OKE
+$55.7M
4
WOOF
VCA Inc.
WOOF
+$36.2M
5
PNRA
Panera Bread Co
PNRA
+$35.2M

Sector Composition

Rank Sector Weight
1 Communication Services 19.09%
2 Industrials 17.55%
3 Technology 14.78%
4 Energy 6.73%
5 Financials 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFCFA
26
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$7.7M 1.19%
291,700
+1,200
+0.4% +$33.1K
HAWK
27
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$7.65M 1.19%
174,583
-61,000
-26% -$2.66M
DHI icon
28
D.R. Horton
DHI
$41B
$7.55M 1.17%
+189,097
New +$6.89M
MMI icon
29
Marcus & Millichap
MMI
$1.15B
$6.47M 1%
239,679
-123,637
-34% -$3.22M
AY
30
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$6.45M 1%
327,454
– –
PCBK
31
DELISTED
Pacific Continental Corp
PCBK
$5.94M 0.92%
220,541
-188,085
-46% -$4.65M
EXA
32
DELISTED
EXA Corporation
EXA
$5.5M 0.85%
+227,397
New +$3.32M
AIG icon
33
American International
AIG
$41.9B
$5.26M 0.82%
85,700
-38,700
-31% -$2.41M
NCMI icon
34
National CineMedia
NCMI
$354M
$4.66M 0.72%
66,711
+47,323
+244% +$3.06M
KWY
35
Kingsway Corp
KWY
$249M
$4.58M 0.71%
750,927
– –
GTN icon
36
Gray Television
GTN
$407M
$4.51M 0.7%
287,055
+42,680
+17% +$610K
BECN
37
DELISTED
Beacon Roofing Supply, Inc.
BECN
$4.3M 0.67%
83,883
-79,711
-49% -$3.71M
OUT icon
38
Outfront Media
OUT
$5.64B
$3.75M 0.58%
151,420
– –
COR icon
39
Cencora
COR
$60.3B
$3.44M 0.53%
41,532
-18,345
-31% -$1.56M
DS
40
DELISTED
Drive Shack Inc.
DS
$3.21M 0.5%
+889,804
New +$2.58M
HSNI
41
DELISTED
HSN, Inc.
HSNI
$2.98M 0.46%
+76,269
New +$2.89M
DFIN icon
42
Donnelley Financial Solutions
DFIN
$1.21B
$2.9M 0.45%
134,615
-169,454
-56% -$3.67M
INDUU
43
DELISTED
Industrea Acquisition Corp. Unit
INDUU
$2.78M 0.43%
+275,000
New +$2.77M
KS
44
DELISTED
KapStone Paper and Pack Corp.
KS
$2.7M 0.42%
125,470
-26,000
-17% -$578K
TGNA
45
DELISTED
TEGNA Inc
TGNA
$2.57M 0.4%
193,048
+74,388
+63% +$998K
LILAK icon
46
Liberty Latin America Class C
LILAK
$1.5B
$2.33M 0.36%
116,688
-33,294
-22% -$712K
TTMI icon
47
TTM Technologies
TTMI
$13.6B
$2.16M 0.33%
+140,356
New +$2.19M
PKY
48
DELISTED
Parkway, Inc.
PKY
$1.56M 0.24%
67,974
-1,663
-2% -$38.1K
RILY icon
49
BRC Group Holdings
RILY
$277M
$1.54M 0.24%
+59,483
New +$1.03M
MMAC
50
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$983K 0.15%
39,257
+1,608
+4% +$38.6K
1
2
3 4

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First Trust Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, First Trust Capital Management held 91 positions worth $644M, down 25% from $863M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

First Trust Capital Management withdrew a net $248M in Q3 2017, closing 40 positions and reducing 17 holdings. Its most notable exit was Mobileye N.V., an estimated $56.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 8% a quarter earlier, followed by Industrials and Technology.

Against the trend, First Trust Capital Management opened a new position in Time Warner Inc worth $49M.

  • First Trust Capital Management's largest Q3 2017 buy was Time Warner Inc: 478,189 shares worth $49M.
  • First Trust Capital Management added most to Level 3 Communications Inc in Q3 2017, an estimated $47M increase.
  • First Trust Capital Management's biggest Q3 2017 reduction was NXP Semiconductors, cutting an estimated $21.8M.
  • First Trust Capital Management fully exited Mobileye N.V. in Q3 2017, selling an estimated $56.3M.
  • First Trust Capital Management's ten largest holdings make up 57% of its $644M portfolio in Q3 2017.
  • First Trust Capital Management opened 17 new positions and closed 40 in Q3 2017.
  • First Trust Capital Management's portfolio value fell 25% quarter-over-quarter to $644M.

Based on First Trust Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.