First Trust Capital Management’s B. Riley Financial RILY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-59,483	Closed	-$1.54M	–	57
2017 Q3	$1.54M	Buy	+59,483	New	+$1.54M	0.24%	49