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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+9.59%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$144M
AUM Growth
–
Cap. Flow
+$130M
Cap. Flow %
90.11%
Top 10 Hldgs %
80.9%
Holding
43
New
41
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
HPY
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
+$16.2M
2
JAH
JARDEN CORPORATION
JAH
+$14.9M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$13.9M
4
HUM icon
Humana
HUM
+$11.4M
5
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$9.75M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Industrials 24.74%
2 Communication Services 13.05%
3 Healthcare 8.31%
4 Real Estate 7.41%
5 Energy 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CG icon
26
Carlyle Group
CG
$16.8B
$326K 0.23%
+19,291
New +$283K
KKR icon
27
KKR & Co
KKR
$91.4B
$275K 0.19%
+18,750
New +$255K
RWM icon
28
ProShares Short Russell2000
RWM
$132M
$261K 0.18%
+4,200
New +$282K
OCSL icon
29
Oaktree Specialty Lending
OCSL
$1.05B
$250K 0.17%
+16,568
New +$259K
YOKU
30
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$229K 0.16%
+8,334
New +$228K
SAR icon
31
Saratoga Investment
SAR
$316M
$193K 0.13%
+12,329
New +$178K
FSAM
32
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$176K 0.12%
+57,600
New +$159K
ADK.PRA
33
DELISTED
AdCare Health Systems Inc 10.875% SER A
ADK.PRA
$169K 0.12%
+7,636
New +$151K
OFS icon
34
OFS Capital
OFS
$45.3M
$103K 0.07%
+7,928
New +$90.1K
KEY icon
35
KeyCorp
KEY
$24.3B
$75.6K 0.05%
+6,850
New +$76.5K
GFNCP
36
DELISTED
General Finance Corporation Cumulative Redeemable Perpetual Preferred Series C
GFNCP
$71K 0.05%
+1,000
New +$66.4K
BANX
37
ArrowMark Financial
BANX
$191M
$45.6K 0.03%
+2,635
New +$42K
1
2

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First Trust Capital Management's Q1 2016 Portfolio in Review

Q1 2016 is the first quarter with a 13F filing on record for First Trust Capital Management, which disclosed 43 positions worth $144M. Its ten largest holdings account for 81% of the portfolio.

Its largest position is HEARTLAND PAYMENT SYSTEMS, INC. COM STK: 175,929 shares worth $17M.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, followed by Communication Services and Healthcare.

  • First Trust Capital Management's largest Q1 2016 buy was HEARTLAND PAYMENT SYSTEMS, INC. COM STK: 175,929 shares worth $17M.
  • First Trust Capital Management's ten largest holdings make up 81% of its $144M portfolio in Q1 2016.
  • First Trust Capital Management disclosed 43 positions in Q1 2016, its first 13F filing on record.

Based on First Trust Capital Management's 13F filing for Q1 2016, filed 6 May 2016.