Financial Advocates Investment Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Financial Advocates Investment Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-12,345	Closed	-$217K	–	676
2025 Q1	$217K	Buy	12,345 +315	+3%	+$5.59K	0.02%	655
2024 Q4	$213K	Sell	12,030 -1,384	-10%	-$24.8K	0.01%	687
2024 Q3	$243K	Sell	13,414 -242	-2%	-$4.29K	0.01%	668
2024 Q2	$237K	Buy	13,656 +41	+0.3%	+$708	0.01%	632
2024 Q1	$236K	Sell	13,615 -196	-1%	-$3.35K	0.01%	674
2023 Q4	$233K	Sell	13,811 -269	-2%	-$4.34K	0.02%	649
2023 Q3	$225K	Buy	14,080 +44	+0.3%	+$709	0.02%	617
2023 Q2	$224K	Sell	14,036 -784	-5%	-$12.5K	0.02%	611
2023 Q1	$237K	Sell	14,820 -4,251	-22%	-$73.4K	0.02%	627
2022 Q4	$320K	Sell	19,071 -17,288	-48%	-$290K	0.02%	545
2022 Q3	$842K	Buy	36,359 +1,390	+4%	+$24.5K	0.07%	291
2022 Q2	$603K	Sell	34,969 -9,123	-21%	-$165K	0.05%	363
2022 Q1	$839K	Buy	44,092 +164	+0.4%	+$3.19K	0.06%	332
2021 Q4	$893K	Sell	43,928 -6,647	-13%	-$135K	0.06%	347
2021 Q3	$1.04M	Buy	50,575 +4,749	+10%	+$98.1K	0.07%	303
2021 Q2	$944K	Buy	45,826 +9,304	+25%	+$190K	0.06%	330
2021 Q1	$748K	Sell	36,522 -13,906	-28%	-$281K	0.05%	386
2020 Q4	$1.02M	Sell	50,428 -81	-0.2%	-$1.6K	0.07%	300
2020 Q3	$968K	Sell	50,509 -1,707	-3%	-$32.6K	0.08%	255
2020 Q2	$962K	Buy	52,216 +333	+0.6%	+$6.01K	0.09%	258
2020 Q1	$851K	Sell	51,883 -6,483	-11%	-$124K	0.12%	198
2019 Q4	$1.17M	Sell	58,366 -6,347	-10%	-$126K	0.12%	191
2019 Q3	$1.28M	Buy	64,713 +6,814	+12%	+$134K	0.15%	160
2019 Q2	$1.12M	Buy	57,899 +4,611	+9%	+$88.6K	0.13%	171
2019 Q1	$1.02M	Sell	53,288 -296	-0.6%	-$5.54K	0.13%	178
2018 Q4	$962K	Buy	53,584 +1,026	+2%	+$19K	0.13%	172
2018 Q3	$1M	Buy	52,558 +589	+1%	+$11.3K	0.11%	187
2018 Q2	$992K	Sell	51,969 -6,258	-11%	-$121K	0.12%	175
2018 Q1	$1.13M	Sell	58,227 -39,218	-40%	-$775K	0.15%	144
2017 Q4	$1.95M	Buy	+97,445	New	+$1.96M	0.27%	87

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Financial Advocates Investment Management's FPE Position: Q2 2025 in Review

Financial Advocates Investment Management sold out of First Trust Preferred Securities and Income ETF (FPE) in Q2 2025, closing a stake of 12,345 shares — an estimated $217K sold.

Financial Advocates Investment Management first reported a position in FPE in Q4 2017 and held it in 30 quarters. The position peaked at $1.95M in Q4 2017. 444 funds tracked by Wall St. Rank hold FPE as of Q2 2025.

Financial Advocates Investment Management reported no remaining First Trust Preferred Securities and Income ETF position as of Q2 2025 after selling out during the quarter.
Financial Advocates Investment Management sold 12,345 First Trust Preferred Securities and Income ETF shares in Q2 2025, an estimated $217K.
Financial Advocates Investment Management first reported a position in First Trust Preferred Securities and Income ETF in Q4 2017 and held it in 30 quarters.
Financial Advocates Investment Management's First Trust Preferred Securities and Income ETF position peaked at $1.95M in Q4 2017.
444 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q2 2025.

Based on Financial Advocates Investment Management's 13F filing for Q2 2025, filed 12 Aug 2025.