Creative Planning’s First Trust NASDAQ 100 ex-Technology Sector Index Fund QQXT Stock Holding History

Creative Planning’s Portfolio QQXT Stock Details QQXT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-500	Closed	-$19K	–	4704
2016 Q2	$19K	Hold	500	–	–	﹤0.01%	2845
2016 Q1	$20K	Hold	500	–	–	﹤0.01%	2760
2015 Q4	$21K	Hold	500	–	–	﹤0.01%	2818
2015 Q3	$19K	Buy	+500	New	+$20.8K	﹤0.01%	2765
2015 Q2	–	Sell	-500	Closed	-$21K	–	2552
2015 Q1	$21K	Hold	500	–	–	﹤0.01%	2688
2014 Q4	$20K	Hold	500	–	–	﹤0.01%	2661
2014 Q3	$18K	Hold	500	–	–	﹤0.01%	2606
2014 Q2	$18K	Hold	500	–	–	﹤0.01%	2557
2014 Q1	$17K	Hold	500	–	–	﹤0.01%	2488
2013 Q4	$17K	Buy	+500	New	+$16.7K	﹤0.01%	2289

Other funds holding QQXT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

Creative Planning's QQXT Position: Q3 2016 in Review

Creative Planning sold out of First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) in Q3 2016, closing a stake of 500 shares — an estimated $19K sold.

Creative Planning first reported a position in QQXT in Q4 2013 and held it in 10 quarters. The position peaked at $21K in Q4 2015. 37 funds tracked by Wall St. Rank hold QQXT as of Q3 2016.

Creative Planning reported no remaining First Trust NASDAQ 100 ex-Technology Sector Index Fund position as of Q3 2016 after selling out during the quarter.
Creative Planning sold 500 First Trust NASDAQ 100 ex-Technology Sector Index Fund shares in Q3 2016, an estimated $19K.
Creative Planning first reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund in Q4 2013 and held it in 10 quarters.
Creative Planning's First Trust NASDAQ 100 ex-Technology Sector Index Fund position peaked at $21K in Q4 2015.
37 funds tracked by Wall St. Rank held First Trust NASDAQ 100 ex-Technology Sector Index Fund as of Q3 2016.

Based on Creative Planning's 13F filing for Q3 2016, filed 12 Oct 2016.