CA
HTGC icon

Cliff Asness’s Hercules Capital HTGC Stock Holding History

Cliff Asness’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-15,970
Closed -$215K – 2232
2015
Q1 		$215K Hold
15,970
– – ﹤0.01% 1998
2014
Q4 		$238K Hold
15,970
– – ﹤0.01% 2304
2014
Q3 		$231K Buy
15,970
+600
+4% +$9.5K ﹤0.01% 2289
2014
Q2 		$248K Sell
15,370
-35,000
-69% -$512K ﹤0.01% 2286
2014
Q1 		$709K Buy
50,370
+359
+0.7% +$5.63K ﹤0.01% 1871
2013
Q4 		$820K Sell
50,011
-2,689
-5% -$43.4K ﹤0.01% 1821
2013
Q3 		$804K Sell
52,700
-119,024
-69% -$1.73M ﹤0.01% 1766
2013
Q2 		$2.39M Buy
+171,724
New +$2.23M 0.01% 1168

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return
CCMLC
Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Cliff Asness's HTGC Position: Q2 2015 in Review

Cliff Asness sold out of Hercules Capital (HTGC) in Q2 2015, closing a stake of 15,970 shares — an estimated $215K sold.

Cliff Asness first reported a position in HTGC in Q2 2013 and held it in 8 quarters. The position peaked at $2.39M in Q2 2013. 140 funds tracked by Wall St. Rank hold HTGC as of Q2 2015.

  • Cliff Asness reported no remaining Hercules Capital position as of Q2 2015 after selling out during the quarter.
  • Cliff Asness sold 15,970 Hercules Capital shares in Q2 2015, an estimated $215K.
  • Cliff Asness first reported a position in Hercules Capital in Q2 2013 and held it in 8 quarters.
  • Cliff Asness's Hercules Capital position peaked at $2.39M in Q2 2013.
  • 140 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2015.

Based on AQR Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.