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Caprock Group Portfolio holdings

AUM $5.22B
1-Year Est. Return 42.47%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+42.47%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.73B
AUM Growth
+$675M
Cap. Flow
+$438M
Cap. Flow %
9.24%
Top 10 Hldgs %
28.09%
Holding
1,310
New
189
Increased
592
Reduced
368
Closed
119

Top Buys

Rank Stock Value
1
S icon
SentinelOne
S
+$122M
2
ELS icon
Equity Lifestyle Properties
ELS
+$17.4M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
KMI icon
Kinder Morgan
KMI
+$13.5M
5
AAPL icon
Apple
AAPL
+$13.2M

Top Sells

Rank Stock Value
1
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$12.3M
2
NGD
New Gold Inc
NGD
+$4.52M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.98M
4
XYZ
Block Inc
XYZ
+$3.64M
5
VICI icon
VICI Properties
VICI
+$3.31M

Sector Composition

Rank Sector Weight
1 Miscellaneous 26.52%
2 Technology 23.22%
3 Financials 10.42%
4 Healthcare 8.15%
5 Communication Services 7.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGK icon
726
Vanguard FTSE Europe ETF
VGK
$30.9B
$657K 0.01%
7,852
-35
-0.4% -$2.85K
LPLA icon
727
LPL Financial
LPLA
$29.2B
$653K 0.01%
1,827
-546
-23% -$193K
ITUB icon
728
Itaú Unibanco
ITUB
$82.7B
$652K 0.01%
91,035
+4,312
+5% +$30.7K
SCHM icon
729
Schwab US Mid-Cap ETF
SCHM
$14.9B
$649K 0.01%
21,567
-2,093
-9% -$62.4K
NTES icon
730
NetEase
NTES
$78.6B
$647K 0.01%
4,700
+701
+18% +$99.5K
IBKR icon
731
Interactive Brokers
IBKR
$43.4B
$647K 0.01%
10,053
-103
-1% -$6.89K
JOYY
732
JOYY Inc
JOYY
$3.65B
$646K 0.01%
9,972
-4,041
-29% -$247K
PDD icon
733
Pinduoduo
PDD
$122B
$645K 0.01%
5,687
+84
+1% +$10.4K
NXE icon
734
NexGen Energy
NXE
$6.97B
$644K 0.01%
70,000
– –
CLMB icon
735
Climb Global Solutions
CLMB
$528M
$643K 0.01%
25,004
-244
-1% -$7.08K
REG icon
736
Regency Centers
REG
$13.8B
$642K 0.01%
9,116
-4,469
-33% -$313K
SSNC icon
737
SS&C Technologies
SSNC
$19.6B
$641K 0.01%
7,336
+1,429
+24% +$122K
DFAR icon
738
Dimensional US Real Estate ETF
DFAR
$1.76B
$641K 0.01%
27,988
– –
IVZ icon
739
Invesco
IVZ
$14.5B
$640K 0.01%
24,355
-15,994
-40% -$391K
VTRS icon
740
Viatris
VTRS
$18.8B
$636K 0.01%
51,059
+19,819
+63% +$214K
ATO icon
741
Atmos Energy
ATO
$28.2B
$635K 0.01%
3,786
-2,702
-42% -$467K
FDUS icon
742
Fidus Investment
FDUS
$748M
$630K 0.01%
32,665
– –
PSI icon
743
Invesco Semiconductors ETF
PSI
$2.35B
$629K 0.01%
7,975
– –
BMO icon
744
Bank of Montreal
BMO
$120B
$626K 0.01%
4,821
+57
+1% +$7.22K
TRI icon
745
Thomson Reuters
TRI
$46B
$625K 0.01%
4,669
+1,637
+54% +$237K
GLOB icon
746
Globant
GLOB
$1.75B
$623K 0.01%
+9,538
New +$600K
SAM icon
747
Boston Beer
SAM
$1.88B
$622K 0.01%
3,190
-2,579
-45% -$532K
SE icon
748
Sea Limited
SE
$73.1B
$620K 0.01%
4,861
+1,384
+40% +$205K
BNS icon
749
Scotiabank
BNS
$113B
$618K 0.01%
8,392
+2,570
+44% +$175K
PAC icon
750
Grupo Aeroportuario del Pacifico
PAC
$12.4B
$612K 0.01%
2,322
+23
+1% +$5.34K
28 29
30
31 32

Similar funds

DFO
Duquesne Family Office New York $5.21B AUM 87.01% 1-Year Est. Return
LNWTC
Laird Norton Wetherby Trust Company Seattle, Washington $5.21B AUM 31.48% 1-Year Est. Return
CFC
Cincinnati Financial Corp Fairfield, Ohio $5.23B AUM 22.72% 1-Year Est. Return
SFG
SNS Financial Group Minneapolis, Minnesota $5.2B AUM 22.05% 1-Year Est. Return
DWM
Dakota Wealth Management Palm Beach Gardens, Florida $5.24B AUM 38.12% 1-Year Est. Return
EIC
Equity Investment Corp Atlanta, Georgia $5.24B AUM 11.32% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return
FAMI
Fideuram Asset Management (Ireland) Dublin 1 $5.26B AUM

Caprock Group's Q4 2025 Portfolio in Review

As of Q4 2025, Caprock Group held 1,310 positions worth $4.73B, up 17% from $4.06B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group deployed $438M of net new capital in Q4 2025, opening 189 new positions and adding to 592 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF December: 259,763 shares worth $11.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, down from 29% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was New Gold Inc, an estimated $4.52M trimmed.

  • Caprock Group's largest Q4 2025 buy was Innovator US Equity Power Buffer ETF December: 259,763 shares worth $11.3M.
  • Caprock Group added most to SentinelOne in Q4 2025, an estimated $122M increase.
  • Caprock Group's biggest Q4 2025 reduction was New Gold Inc, cutting an estimated $4.52M.
  • Caprock Group fully exited Innovator US Equity Power Buffer ETF February in Q4 2025, selling an estimated $12.3M.
  • Caprock Group's ten largest holdings make up 28% of its $4.73B portfolio in Q4 2025.
  • Caprock Group opened 189 new positions and closed 119 in Q4 2025.
  • Caprock Group's portfolio value rose 17% quarter-over-quarter to $4.73B.

Based on Caprock Group's 13F filing for Q4 2025, filed 28 Jan 2026.