Caprock Group’s Innovator US Equity Power Buffer ETF February PFEB Stock Holding History

Caprock Group’s Portfolio PFEB Stock Details PFEB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-316,545	Closed	-$12.3M	–	1282
2025 Q3	$12.3M	Buy	+316,545	New	+$12.3M	0.3%	52
2025 Q1	$11.7M	Buy	+325,964	New	+$12M	0.36%	49
2022 Q1	–	Sell	-11,199	Closed	-$327K	–	638
2021 Q4	$327K	Hold	11,199	–	–	0.03%	399
2021 Q3	$320K	Hold	11,199	–	–	0.03%	355
2021 Q2	$318K	Hold	11,199	–	–	0.03%	357
2021 Q1	$308K	Buy	+11,199	New	+$301K	0.03%	328

Other funds holding PFEB

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

BWM

BCS Wealth Management Johnson City, Tennessee $555M AUM 18.41% 1-Year Est. Return

William Blair & Company Chicago, Illinois $38.4B AUM 25.71% 1-Year Est. Return

Caprock Group's PFEB Position: Q4 2025 in Review

Caprock Group sold out of Innovator US Equity Power Buffer ETF February (PFEB) in Q4 2025, closing a stake of 316,545 shares — an estimated $12.3M sold.

Caprock Group first reported a position in PFEB in Q1 2021 and held it in 6 quarters. The position peaked at $12.3M in Q3 2025. 209 funds tracked by Wall St. Rank hold PFEB as of Q4 2025.

Caprock Group reported no remaining Innovator US Equity Power Buffer ETF February position as of Q4 2025 after selling out during the quarter.
Caprock Group sold 316,545 Innovator US Equity Power Buffer ETF February shares in Q4 2025, an estimated $12.3M.
Caprock Group first reported a position in Innovator US Equity Power Buffer ETF February in Q1 2021 and held it in 6 quarters.
Caprock Group's Innovator US Equity Power Buffer ETF February position peaked at $12.3M in Q3 2025.
209 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF February as of Q4 2025.

Based on Caprock Group's 13F filing for Q4 2025, filed 28 Jan 2026.