We are live on
!
Find out more
CG
Caprock Group Portfolio holdings
AUM
$4.12B
This Fund
S&P 500
This Quarter
Est. Return
+4.03%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$175M
AUM Growth
+$33.9M
(+24%)
Cap. Flow
+$30M
Cap. Flow
% of AUM
17.15%
Top 10 Holdings %
Top 10 Hldgs %
51.66%
Holding
97
New
23
Increased
28
Reduced
26
Closed
10
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Growth ETF
VUG
|
+$7.24M |
| 2 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$7.18M |
| 3 |
Vanguard Mid-Cap Growth ETF
VOT
|
+$5.53M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$3.97M |
| 5 |
Vanguard Value ETF
VTV
|
+$3.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.12M |
| 2 |
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
|
+$1.75M |
| 3 |
TYG
Tortoise Energy Infrastructure Corp
TYG
|
+$1.58M |
| 4 |
SPDR Gold Trust
GLD
|
+$1.35M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$1.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.16% |
| 2 | Financials | 4.92% |
| 3 | Industrials | 3.29% |
| 4 | Technology | 3.18% |
| 5 | Healthcare | 2.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Vanguard FTSE Developed Markets ETF
VEA
$228B
| $22.5M | 12.9% |
613,660
-32,912
| -5% | -$1.23M |
|
|
2
Vanguard S&P 500 ETF
VOO
$981B
| $11.8M | 6.78% |
63,351
+21,068
| +50% | +$3.97M |
|
3
Costco
COST
$412B
| $8.24M | 4.72% |
51,006
+100
| +0.2% | +$15.8K |
|
4
US Bancorp
USB
$98.4B
| $7.67M | 4.39% |
179,628
-12,627
| -7% | -$540K |
|
5
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
| $7.29M | 4.17% |
270,836
+9,324
| +4% | +$275K |
|
|
6
Vanguard Growth ETF
VUG
$223B
| $7.17M | 4.1% |
+404,268
| New | +$7.24M |
|
7
Invesco QQQ Trust
QQQ
$471B
| $7.04M | 4.03% |
62,918
+13,221
| +27% | +$1.47M |
|
|
AMJ
8
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $6.78M | 3.88% |
+234,047
| New | +$7.18M |
|
9
Vanguard Mid-Cap ETF
VO
$106B
| $5.96M | 3.41% |
198,372
+8,596
| +5% | +$262K |
|
|
10
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $5.73M | 3.28% |
28,124
-10,302
| -27% | -$2.12M |
|
11
Vanguard Small-Cap ETF
VB
$80B
| $5.64M | 3.23% |
51,022
-1,425
| -3% | -$162K |
|
|
12
Vanguard Mid-Cap Growth ETF
VOT
$19.3B
| $5.45M | 3.12% |
+54,626
| New | +$5.53M |
|
13
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
| $5.02M | 2.87% |
145,819
-2,889
| -2% | -$103K |
|
|
14
SPDR Gold Trust
GLD
$132B
| $4.97M | 2.84% |
48,950
-12,778
| -21% | -$1.35M |
|
15
Vanguard FTSE Europe ETF
VGK
$30.1B
| $4.92M | 2.82% |
98,637
-6,293
| -6% | -$322K |
|
16
Vanguard Total Stock Market ETF
VTI
$662B
| $4.09M | 2.34% |
39,188
+31,288
| +396% | +$3.3M |
|
|
17
Vanguard Value ETF
VTV
$187B
| $3.91M | 2.24% |
+47,920
| New | +$3.93M |
|
18
Expeditors International
EXPD
$23.2B
| $3.62M | 2.07% |
80,149
| – | – |
|
19
Vanguard Mid-Cap Value ETF
VOE
$23.4B
| $3.41M | 1.95% |
+39,716
| New | +$3.47M |
|
20
Apple
AAPL
$4.81T
| $2.16M | 1.23% |
81,948
+1,220
| +2% | +$34.9K |
|
21
Microsoft
MSFT
$2.95T
| $2.05M | 1.17% |
36,869
+5,036
| +16% | +$265K |
|
22
Johnson & Johnson
JNJ
$599B
| $1.95M | 1.12% |
19,019
-1,667
| -8% | -$168K |
|
23
Vanguard Small-Cap Growth ETF
VBK
$23.6B
| $1.93M | 1.11% |
+15,906
| New | +$1.96M |
|
24
iShares Gold Trust
IAU
$63.4B
| $1.92M | 1.1% |
93,847
-1,652
| -2% | -$35.2K |
|
25
Vanguard Small-Cap Value ETF
VBR
$37B
| $1.65M | 0.95% |
+16,740
| New | +$1.71M |
|
Similar funds
AP
BHC
BOK
SP
GCM
WA
ZP
SHCM
Caprock Group's Q4 2015 Portfolio in Review
As of Q4 2015, Caprock Group held 97 positions worth $175M, up 24% from $141M the previous quarter. Its ten largest holdings account for 52% of the portfolio.
Caprock Group deployed $30M of net new capital in Q4 2015, opening 23 new positions and adding to 28 existing holdings. Its largest new stake was Vanguard Growth ETF: 404,268 shares worth $7.17M.
By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, down from 6.2% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.12M trimmed.
- Caprock Group's largest Q4 2015 buy was Vanguard Growth ETF: 404,268 shares worth $7.17M.
- Caprock Group added most to Vanguard S&P 500 ETF in Q4 2015, an estimated $3.97M increase.
- Caprock Group's biggest Q4 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.12M.
- Caprock Group fully exited Kayne Anderson Energy Infrastructure Fund in Q4 2015, selling an estimated $832K.
- Caprock Group's ten largest holdings make up 52% of its $175M portfolio in Q4 2015.
- Caprock Group opened 23 new positions and closed 10 in Q4 2015.
- Caprock Group's portfolio value rose 24% quarter-over-quarter to $175M.
Based on Caprock Group's 13F filing for Q4 2015, filed 9 Feb 2016.