Caprock Group Portfolio holdings
Caprock Group is a fee-only multi-family office, a firm that manages all of a family's assets together rather than just their investments. Mark Gustafson, Richard Rock, William Gilbert Jr. and Gregory Brown co-founded the firm in August 2005. Caprock can hand part of a client's portfolio to independent outside investment managers. An affiliate, Caprock Management, runs the Private Select Partners funds, which pool investors' money to meet the minimums of outside private investment funds. Clients include individuals and families, along with charitable institutions, foundations and endowments.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$2.55M |
| 2 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$1.86M |
| 3 |
IBKC
IBERIABANK Corp
IBKC
|
+$630K |
| 4 |
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
|
+$604K |
| 5 |
Carnival Corporation Ltd
CCL
|
+$599K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$11.8M |
| 2 |
TWX
Time Warner Inc
TWX
|
+$964K |
| 3 |
Merck
MRK
|
+$603K |
| 4 |
Enbridge
ENB
|
+$555K |
| 5 |
Bank of Montreal
BMO
|
+$518K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 47.07% |
| 2 | Technology | 12.3% |
| 3 | Financials | 8% |
| 4 | Healthcare | 7.83% |
| 5 | Industrials | 5.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
| $50.1M | 10.6% |
356,974
+18,276
| +5% | +$2.55M |
2015 Q3
11 quarters
|
|
|
2
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $38.9M | 8.23% |
907,279
+41,640
| +5% | +$1.86M |
2015 Q3
11 quarters
|
|
3
Vanguard S&P 500 ETF
VOO
$1.04T
| $20.2M | 4.28% |
80,729
+1,716
| +2% | +$426K |
2014 Q4
14 quarters
|
|
4
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $12.3M | 2.61% |
313,052
+9,376
| +3% | +$368K |
2015 Q1
13 quarters
|
|
5
Microsoft
MSFT
$3.89T
| $10.2M | 2.16% |
103,617
+2,757
| +3% | +$267K |
2014 Q4
14 quarters
|
|
6
Apple
AAPL
$5.18T
| $10.2M | 2.15% |
219,512
-1,220
| -0.6% | -$55.3K |
2014 Q4
14 quarters
|
|
7
Vanguard Morningstar Small-Cap ETF
VB
$79B
| $9.3M | 1.97% |
59,762
+652
| +1% | +$100K |
2015 Q1
13 quarters
|
|
8
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.8B
| $7.47M | 1.58% |
236,632
-2,048
| -0.9% | -$66.8K |
2015 Q3
11 quarters
|
|
9
State Street SPDR S&P 500 ETF Trust
SPY
$800B
| $6.72M | 1.42% |
24,653
-1,331
| -5% | -$359K |
2014 Q4
14 quarters
|
|
10
iShares MSCI EAFE ETF
EFA
$77.3B
| $6.6M | 1.4% |
98,504
+1,423
| +1% | +$100K |
2014 Q4
14 quarters
|
|
11
Vanguard Morningstar Value ETF
VTV
$197B
| $6.05M | 1.28% |
58,310
+1,614
| +3% | +$169K |
2015 Q4
10 quarters
|
|
12
Vanguard S&P 500 Growth ETF
VOOG
$26.2B
| $5.99M | 1.27% |
245,754
-2,526
| -1% | -$60.7K |
2017 Q2
4 quarters
|
|
13
Amazon
AMZN
$2.88T
| $5.09M | 1.08% |
59,860
-4,380
| -7% | -$348K |
2016 Q1
9 quarters
|
|
14
iShares Russell 1000 ETF
IWB
$47.8B
| $4.58M | 0.97% |
30,139
| – | – |
2014 Q4
14 quarters
|
|
15
Johnson & Johnson
JNJ
$688B
| $4.53M | 0.96% |
37,306
-2,724
| -7% | -$340K |
2014 Q4
14 quarters
|
|
16
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
| $4.17M | 0.88% |
31,048
-32
| -0.1% | -$4.25K |
2017 Q2
4 quarters
|
|
17
Procter & Gamble
PG
$394B
| $3.86M | 0.82% |
49,484
-1,730
| -3% | -$130K |
2014 Q4
14 quarters
|
|
18
iShares Core S&P 500 ETF
IVV
$875B
| $3.61M | 0.76% |
13,168
| – | – |
2016 Q1
9 quarters
|
|
19
Cisco
CSCO
$377B
| $3.53M | 0.75% |
81,986
-3,170
| -4% | -$139K |
2016 Q1
9 quarters
|
|
20
US Bancorp
USB
$95B
| $3.49M | 0.74% |
69,280
-4,841
| -7% | -$246K |
2014 Q4
14 quarters
|
|
21
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.8B
| $3.42M | 0.72% |
31,006
+31
| +0.1% | +$3.43K |
2017 Q2
4 quarters
|
|
22
iShares Biotechnology ETF
IBB
$11.1B
| $3.33M | 0.7% |
30,250
+868
| +3% | +$92.8K |
2014 Q4
14 quarters
|
|
23
Alphabet (Google) Class A
GOOGL
$3.64T
| $3.24M | 0.69% |
57,400
+4,360
| +8% | +$237K |
2015 Q4
10 quarters
|
|
24
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $3.21M | 0.68% |
76,054
+11,173
| +17% | +$505K |
2015 Q1
13 quarters
|
|
25
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.5B
| $2.78M | 0.59% |
88,573
-1,593
| -2% | -$50.8K |
2017 Q1
5 quarters
|
|
Similar funds
Caprock Group's Q2 2018 Portfolio in Review
As of Q2 2018, Caprock Group held 496 positions worth $473M, up 0.93% from $468M the previous quarter. Its ten largest holdings account for 36% of the portfolio.
Caprock Group's Q2 2018 filing shows 50 new, 151 increased, 192 reduced and 54 closed positions. Its largest new stake was IBERIABANK Corp: 8,000 shares worth $609K. The largest sale was Invesco QQQ Trust, an estimated $11.8M.
By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 47% a quarter earlier, followed by Technology and Financials.
- Caprock Group's largest Q2 2018 buy was IBERIABANK Corp: 8,000 shares worth $609K.
- Caprock Group added most to Vanguard Morningstar Total Stock Market ETF in Q2 2018, an estimated $2.55M increase.
- Caprock Group's biggest Q2 2018 reduction was Merck, cutting an estimated $603K.
- Caprock Group fully exited Invesco QQQ Trust in Q2 2018, selling an estimated $11.8M.
- Caprock Group's ten largest holdings make up 36% of its $473M portfolio in Q2 2018.
- Caprock Group opened 50 new positions and closed 54 in Q2 2018.
- Caprock Group's portfolio value rose 0.93% quarter-over-quarter to $473M.
Based on Caprock Group's 13F filing for Q2 2018, filed 23 Jul 2018.