Caprock Group Portfolio holdings
Caprock Group is a fee-only multi-family office, a firm that manages all of a family's assets together rather than just their investments. Mark Gustafson, Richard Rock, William Gilbert Jr. and Gregory Brown co-founded the firm in August 2005. Caprock can hand part of a client's portfolio to independent outside investment managers. An affiliate, Caprock Management, runs the Private Select Partners funds, which pool investors' money to meet the minimums of outside private investment funds. Clients include individuals and families, along with charitable institutions, foundations and endowments.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$10.5M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.46M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$6.67M |
| 4 |
eBay
EBAY
|
+$5.88M |
| 5 |
Apple
AAPL
|
+$4.84M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Growth ETF
VUG
|
+$7.17M |
| 2 |
Vanguard Morningstar Mid-Cap Growth ETF
VOT
|
+$5.45M |
| 3 |
Vanguard Morningstar Mid-Cap Value ETF
VOE
|
+$3.41M |
| 4 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$1.93M |
| 5 |
Vanguard Russell 2000 ETF
VTWO
|
+$826K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 37.31% |
| 2 | Financials | 9.48% |
| 3 | Energy | 8.48% |
| 4 | Technology | 7.93% |
| 5 | Healthcare | 7.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Vanguard FTSE Developed Markets ETF
VEA
$228B
| $26.8M | 6.36% |
747,962
+134,302
| +22% | +$4.63M |
2015 Q3
2 quarters
|
|
2
Vanguard S&P 500 ETF
VOO
$1.03T
| $13.9M | 3.3% |
73,836
+10,485
| +17% | +$1.88M |
2014 Q4
5 quarters
|
|
|
3
Invesco QQQ Trust
QQQ
$454B
| $13.9M | 3.29% |
127,182
+64,264
| +102% | +$6.67M |
2014 Q4
5 quarters
|
|
|
4
Vanguard Morningstar Total Stock Market ETF
VTI
$682B
| $13M | 3.09% |
124,495
+85,307
| +218% | +$8.46M |
2015 Q3
2 quarters
|
|
|
5
PayPal
PYPL
$48.8B
| $11.3M | 2.67% |
+291,658
| New | +$10.5M |
2016 Q1
0 quarters
|
|
6
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $10M | 2.37% |
368,250
+134,203
| +57% | +$3.39M |
2015 Q4
1 quarter
|
|
7
Vanguard Morningstar Mid-Cap ETF
VO
$107B
| $9.04M | 2.14% |
298,400
+100,028
| +50% | +$2.83M |
2015 Q1
4 quarters
|
|
8
Costco
COST
$472B
| $8.86M | 2.1% |
56,240
+5,234
| +10% | +$793K |
2014 Q4
5 quarters
|
|
9
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.78B
| $8.39M | 1.99% |
323,142
+52,306
| +19% | +$1.32M |
2015 Q3
2 quarters
|
|
|
10
Apple
AAPL
$5.06T
| $7.53M | 1.78% |
276,256
+194,308
| +237% | +$4.84M |
2014 Q4
5 quarters
|
|
11
Vanguard Morningstar Small-Cap ETF
VB
$79B
| $7M | 1.66% |
62,756
+11,734
| +23% | +$1.22M |
2015 Q1
4 quarters
|
|
12
Microsoft
MSFT
$4.03T
| $6.99M | 1.66% |
126,608
+89,739
| +243% | +$4.7M |
2014 Q4
5 quarters
|
|
13
State Street SPDR S&P 500 ETF Trust
SPY
$792B
| $6.92M | 1.64% |
33,647
+5,523
| +20% | +$1.08M |
2014 Q4
5 quarters
|
|
|
14
eBay
EBAY
$54.2B
| $6.88M | 1.63% |
288,426
+241,637
| +516% | +$5.88M |
2014 Q4
5 quarters
|
|
15
US Bancorp
USB
$94.2B
| $6.53M | 1.55% |
160,875
-18,753
| -10% | -$748K |
2014 Q4
5 quarters
|
|
16
GE Aerospace
GE
$345B
| $5.56M | 1.32% |
36,527
+33,019
| +941% | +$4.66M |
2014 Q4
5 quarters
|
|
17
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.24B
| $5.44M | 1.29% |
163,712
+17,893
| +12% | +$574K |
2014 Q4
5 quarters
|
|
18
SPDR Gold Trust
GLD
$134B
| $5.38M | 1.28% |
45,750
-3,200
| -7% | -$363K |
2014 Q4
5 quarters
|
|
19
Procter & Gamble
PG
$393B
| $5.38M | 1.27% |
65,330
+58,395
| +842% | +$4.71M |
2014 Q4
5 quarters
|
|
20
Vanguard FTSE Europe ETF
VGK
$30.1B
| $5.38M | 1.27% |
110,783
+12,146
| +12% | +$568K |
2015 Q1
4 quarters
|
|
21
Vanguard Morningstar Value ETF
VTV
$195B
| $5.17M | 1.23% |
62,769
+14,849
| +31% | +$1.16M |
2015 Q4
1 quarter
|
|
22
Enterprise Products Partners
EPD
$80B
| $5.05M | 1.2% |
+205,166
| New | +$4.78M |
2016 Q1
0 quarters
|
|
23
Expeditors International
EXPD
$24.2B
| $4.61M | 1.09% |
94,386
+14,237
| +18% | +$652K |
2014 Q4
5 quarters
|
|
24
Johnson & Johnson
JNJ
$678B
| $4.61M | 1.09% |
42,569
+23,550
| +124% | +$2.44M |
2014 Q4
5 quarters
|
|
|
MMP
25
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $4.35M | 1.03% |
+63,248
| New | +$4.14M |
2016 Q1
0 quarters
|
|
Similar funds
Caprock Group's Q1 2016 Portfolio in Review
As of Q1 2016, Caprock Group held 358 positions worth $422M, up 141% from $175M the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Caprock Group deployed $233M of net new capital in Q1 2016, opening 271 new positions and adding to 54 existing holdings. Its largest new stake was PayPal: 291,658 shares worth $11.3M.
By sector, the portfolio is most concentrated in Miscellaneous at 37% of assets, down from 74% a quarter earlier, followed by Financials and Energy.
On the sell side, the largest reduction was US Bancorp, an estimated $748K trimmed.
- Caprock Group's largest Q1 2016 buy was PayPal: 291,658 shares worth $11.3M.
- Caprock Group added most to Vanguard Morningstar Total Stock Market ETF in Q1 2016, an estimated $8.46M increase.
- Caprock Group's biggest Q1 2016 reduction was US Bancorp, cutting an estimated $748K.
- Caprock Group fully exited Vanguard Morningstar Growth ETF in Q1 2016, selling an estimated $7.17M.
- Caprock Group's ten largest holdings make up 29% of its $422M portfolio in Q1 2016.
- Caprock Group opened 271 new positions and closed 17 in Q1 2016.
- Caprock Group's portfolio value rose 141% quarter-over-quarter to $422M.
Based on Caprock Group's 13F filing for Q1 2016, filed 11 May 2016.