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CG
Caprock Group Portfolio holdings
AUM
$4.12B
This Fund
S&P 500
This Quarter
Est. Return
+1.98%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
(-9.9%)
Cap. Flow
-$48.5M
Cap. Flow
% of AUM
-12.2%
Top 10 Holdings %
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$5.37M |
| 2 |
iShares Russell 1000 ETF
IWB
|
+$3.44M |
| 3 |
Invesco Financial Preferred ETF
PGF
|
+$2.71M |
| 4 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$1.81M |
| 5 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$1.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Expeditors International
EXPD
|
+$3.14M |
| 2 |
ARI
Apollo Commercial Real Estate
ARI
|
+$1.55M |
| 3 |
Blackstone Mortgage Trust
BXMT
|
+$1.39M |
| 4 |
Simon Property Group
SPG
|
+$1.29M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$1.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.64% |
| 2 | Technology | 8.51% |
| 3 | Healthcare | 7.95% |
| 4 | Consumer Staples | 6.08% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Vanguard FTSE Developed Markets ETF
VEA
$228B
| $21M | 5.27% |
573,632
+30,986
| +6% | +$1.13M |
|
|
AMJ
2
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $20.6M | 5.18% |
651,448
+175,780
| +37% | +$5.37M |
|
3
Vanguard Total Stock Market ETF
VTI
$662B
| $16.7M | 4.2% |
144,653
+5,466
| +4% | +$615K |
|
4
Vanguard S&P 500 ETF
VOO
$981B
| $16.2M | 4.07% |
78,710
+4,745
| +6% | +$952K |
|
5
Invesco QQQ Trust
QQQ
$471B
| $14.2M | 3.56% |
119,426
-7,855
| -6% | -$927K |
|
6
Vanguard Mid-Cap ETF
VO
$106B
| $10.1M | 2.55% |
307,424
+14,408
| +5% | +$466K |
|
7
PayPal
PYPL
$49.3B
| $9.08M | 2.28% |
230,030
-20,490
| -8% | -$824K |
|
8
Costco
COST
$412B
| $8.76M | 2.2% |
54,684
-2,201
| -4% | -$336K |
|
9
US Bancorp
USB
$99.2B
| $7.29M | 1.83% |
141,902
-11,056
| -7% | -$526K |
|
10
Vanguard Small-Cap ETF
VB
$80B
| $7.19M | 1.81% |
55,774
+794
| +1% | +$98.5K |
|
|
11
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
| $7.13M | 1.79% |
248,248
+66,120
| +36% | +$1.81M |
|
12
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $6.59M | 1.66% |
29,494
-4,849
| -14% | -$1.06M |
|
13
Apple
AAPL
$4.81T
| $6.52M | 1.64% |
225,080
-30,404
| -12% | -$862K |
|
14
Microsoft
MSFT
$2.95T
| $5.87M | 1.48% |
94,401
-6,001
| -6% | -$361K |
|
15
Vanguard Value ETF
VTV
$187B
| $5.82M | 1.46% |
62,558
+867
| +1% | +$77.6K |
|
16
eBay
EBAY
$50.2B
| $5.66M | 1.42% |
190,504
-1,348
| -0.7% | -$39.8K |
|
|
17
iShares MSCI EAFE ETF
EFA
$76.9B
| $5.46M | 1.37% |
94,601
-19,558
| -17% | -$1.13M |
|
18
Procter & Gamble
PG
$345B
| $5.22M | 1.31% |
62,047
-11,805
| -16% | -$1.01M |
|
19
Johnson & Johnson
JNJ
$603B
| $5.14M | 1.29% |
44,650
-4,671
| -9% | -$540K |
|
|
20
Invesco Financial Preferred ETF
PGF
$681M
| $4.63M | 1.17% |
257,934
+147,773
| +134% | +$2.71M |
|
21
GE Aerospace
GE
$353B
| $4.02M | 1.01% |
26,570
-7,247
| -21% | -$1.05M |
|
|
22
iShares Russell 1000 ETF
IWB
$48.4B
| $3.76M | 0.95% |
30,194
+28,322
| +1,513% | +$3.44M |
|
23
SPDR Gold Trust
GLD
$132B
| $3.73M | 0.94% |
34,063
-7,737
| -19% | -$898K |
|
24
Cisco
CSCO
$442B
| $3.17M | 0.8% |
104,748
-27,708
| -21% | -$845K |
|
25
Pfizer
PFE
$142B
| $3.16M | 0.79% |
102,523
-17,507
| -15% | -$534K |
|
Similar funds
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BOK
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GCM
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ZP
SHCM
Caprock Group's Q4 2016 Portfolio in Review
As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.
- Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
- Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
- Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
- Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
- Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
- Caprock Group opened 57 new positions and closed 82 in Q4 2016.
- Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.
Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.