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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
-$40.3M
Cap. Flow
+$8.01M
Cap. Flow %
0.61%
Top 10 Hldgs %
36.86%
Holding
693
New
34
Increased
310
Reduced
241
Closed
34

Top Buys

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$6.42M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.67M
3
HPQ icon
HP
HPQ
+$1.28M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$782K
5
PARA
Paramount Global Class B
PARA
+$724K

Top Sells

Rank Stock Value
1
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$5.25M
2
PKX icon
POSCO
PKX
+$1.49M
3
ZTS icon
Zoetis
ZTS
+$1.43M
4
AAPL icon
Apple
AAPL
+$1.14M
5
CTSH icon
Cognizant
CTSH
+$726K

Sector Composition

Rank Sector Weight
1 Technology 16.3%
2 Financials 8.03%
3 Healthcare 6.69%
4 Communication Services 5.27%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$662B
$161M 12.21%
759,479
+12,052
+2% +$2.67M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$981B
$62.6M 4.73%
158,746
+1,096
+0.7% +$448K
MSFT icon
3
Microsoft
MSFT
$2.95T
$47M 3.55%
148,710
+1,174
+0.8% +$388K
AAPL icon
4
Apple
AAPL
$4.81T
$46M 3.48%
268,755
-6,201
-2% -$1.14M
SCHB icon
5
Schwab US Broad Market ETF
SCHB
$43.3B
$39.2M 2.97%
2,359,596
+6,792
+0.3% +$118K
VEU icon
6
Vanguard FTSE All-World ex-US ETF
VEU
$66.4B
$28.4M 2.15%
546,824
+2,539
+0.5% +$137K
VXUS icon
7
Vanguard Total International Stock ETF
VXUS
$155B
$27.8M 2.11%
520,247
-1,038
-0.2% -$57.9K
ITOT icon
8
iShares Core S&P Total US Stock Market ETF
ITOT
$94.4B
$25.8M 1.96%
273,131
-1,879
-0.7% -$185K
IWV icon
9
iShares Russell 3000 ETF
IWV
$19.8B
$24.9M 1.88%
101,148
– –
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$24.1M 1.82%
614,529
+19,163
+3% +$782K
AMZN icon
11
Amazon
AMZN
$2.66T
$21.4M 1.62%
168,356
+2,549
+2% +$342K
QQQ icon
12
Invesco QQQ Trust
QQQ
$471B
$20M 1.51%
55,772
+99
+0.2% +$36.7K
GOOG icon
13
Alphabet (Google) Class C
GOOG
$4.22T
$20M 1.51%
151,650
+97
+0.1% +$12.6K
NVDA icon
14
NVIDIA
NVDA
$5.02T
$18.5M 1.4%
425,570
+2,400
+0.6% +$108K
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$4.24T
$15.4M 1.17%
117,770
-303
-0.3% -$39.2K
ESGV icon
16
Vanguard ESG US Stock ETF
ESGV
$13.2B
$14.5M 1.1%
192,964
+2,887
+2% +$227K
VEA icon
17
Vanguard FTSE Developed Markets ETF
VEA
$228B
$13.4M 1.01%
306,191
-4,760
-2% -$218K
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.06T
$11.9M 0.9%
34,023
+711
+2% +$252K
META icon
19
Meta Platforms (Facebook)
META
$1.63T
$10.4M 0.79%
34,688
+171
+0.5% +$51.5K
V icon
20
Visa
V
$677B
$10.1M 0.76%
43,916
+1,104
+3% +$265K
EFA icon
21
iShares MSCI EAFE ETF
EFA
$76.9B
$9.59M 0.73%
139,215
-2,140
-2% -$153K
SPY icon
22
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$9.49M 0.72%
22,116
-60
-0.3% -$26.7K
VO icon
23
Vanguard Mid-Cap ETF
VO
$106B
$8.73M 0.66%
167,632
+2,100
+1% +$115K
TSLA icon
24
Tesla
TSLA
$1.42T
$8.09M 0.61%
32,341
+1,703
+6% +$437K
VOOG icon
25
Vanguard S&P 500 Growth ETF
VOOG
$26.1B
$7.77M 0.59%
188,268
+306
+0.2% +$13K
1
2 3 4 5

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
WA
WestEnd Advisors Charlotte, North Carolina $4.14B AUM 15.99% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return

Caprock Group's Q3 2023 Portfolio in Review

As of Q3 2023, Caprock Group held 693 positions worth $1.32B, down 3% from $1.36B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caprock Group's Q3 2023 filing shows 34 new, 310 increased, 241 reduced and 34 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M. The largest sale was Innovator US Equity Power Buffer ETF April, an estimated $5.25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q3 2023, an estimated $2.67M increase.
  • Caprock Group's biggest Q3 2023 reduction was Zoetis, cutting an estimated $1.43M.
  • Caprock Group fully exited Innovator US Equity Power Buffer ETF April in Q3 2023, selling an estimated $5.25M.
  • Caprock Group's ten largest holdings make up 37% of its $1.32B portfolio in Q3 2023.
  • Caprock Group opened 34 new positions and closed 34 in Q3 2023.
  • Caprock Group's portfolio value fell 3% quarter-over-quarter to $1.32B.

Based on Caprock Group's 13F filing for Q3 2023, filed 18 Oct 2023.