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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
1
Vanguard FTSE Developed Markets ETF
VEA
$228B
$20.3M 4.6%
542,646
+1,449
+0.3% +$53.3K
VTI icon
2
Vanguard Total Stock Market ETF
VTI
$662B
$15.5M 3.52%
139,187
-3,484
-2% -$386K
QQQ icon
3
Invesco QQQ Trust
QQQ
$471B
$15.1M 3.43%
127,281
+2,593
+2% +$299K
AMJ
4
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$15M 3.4%
475,668
+74,292
+19% +$2.34M
VOO icon
5
Vanguard S&P 500 ETF
VOO
$981B
$14.7M 3.33%
73,965
+186
+0.3% +$36.9K
PYPL icon
6
PayPal
PYPL
$49.3B
$10.3M 2.33%
250,520
-15,274
-6% -$587K
VO icon
7
Vanguard Mid-Cap ETF
VO
$106B
$9.48M 2.15%
293,016
+4,376
+2% +$140K
COST icon
8
Costco
COST
$412B
$8.68M 1.97%
56,885
+389
+0.7% +$62.9K
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$7.43M 1.69%
34,343
+7,217
+27% +$1.56M
AAPL icon
10
Apple
AAPL
$4.8T
$7.22M 1.64%
255,484
-716
-0.3% -$19K
EFA icon
11
iShares MSCI EAFE ETF
EFA
$76.9B
$6.75M 1.53%
114,159
+6,265
+6% +$363K
VB icon
12
Vanguard Small-Cap ETF
VB
$80B
$6.72M 1.52%
54,980
+316
+0.6% +$38.2K
PG icon
13
Procter & Gamble
PG
$345B
$6.63M 1.5%
73,852
+9,672
+15% +$840K
USB icon
14
US Bancorp
USB
$99.2B
$6.56M 1.49%
152,958
+4,193
+3% +$178K
EBAY icon
15
eBay
EBAY
$50.2B
$6.31M 1.43%
191,852
-49,799
-21% -$1.5M
JNJ icon
16
Johnson & Johnson
JNJ
$603B
$5.83M 1.32%
49,321
+7,047
+17% +$855K
MSFT icon
17
Microsoft
MSFT
$2.95T
$5.78M 1.31%
100,402
-13,839
-12% -$781K
VTV icon
18
Vanguard Value ETF
VTV
$187B
$5.37M 1.22%
61,691
-606
-1% -$52.8K
GLD icon
19
SPDR Gold Trust
GLD
$132B
$5.25M 1.19%
41,800
+278
+0.7% +$35.4K
HEDJ icon
20
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
$4.89M 1.11%
182,128
-53,428
-23% -$1.41M
GE icon
21
GE Aerospace
GE
$353B
$4.8M 1.09%
33,817
+1,222
+4% +$182K
CSCO icon
22
Cisco
CSCO
$442B
$4.2M 0.95%
132,456
+8,134
+7% +$250K
EXPD icon
23
Expeditors International
EXPD
$23.4B
$3.87M 0.88%
75,191
-19,510
-21% -$988K
PFE icon
24
Pfizer
PFE
$142B
$3.86M 0.87%
120,030
+7,119
+6% +$238K
MRK icon
25
Merck
MRK
$312B
$3.31M 0.75%
55,631
+1,157
+2% +$67.7K
1
2 3 4 5

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
WA
WestEnd Advisors Charlotte, North Carolina $4.14B AUM 15.99% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.