Caprock Group Portfolio holdings
Caprock Group is a fee-only multi-family office, a firm that manages all of a family's assets together rather than just their investments. Mark Gustafson, Richard Rock, William Gilbert Jr. and Gregory Brown co-founded the firm in August 2005. Caprock can hand part of a client's portfolio to independent outside investment managers. An affiliate, Caprock Management, runs the Private Select Partners funds, which pool investors' money to meet the minimums of outside private investment funds. Clients include individuals and families, along with charitable institutions, foundations and endowments.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$2.34M |
| 2 |
Invesco Financial Preferred ETF
PGF
|
+$2.12M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.56M |
| 4 |
Plains GP Holdings
PAGP
|
+$1.2M |
| 5 |
Western Digital
WDC
|
+$1.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 Growth ETF
VOOG
|
+$4.76M |
| 2 |
iShares Russell 1000 ETF
IWB
|
+$3.56M |
| 3 |
iShares Europe ETF
IEV
|
+$3.13M |
| 4 |
State Street SPDR EURO STOXX 50 ETF
FEZ
|
+$2.86M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$2.74M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 36.6% |
| 2 | Healthcare | 9.66% |
| 3 | Technology | 8.94% |
| 4 | Financials | 8.44% |
| 5 | Energy | 6.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Vanguard FTSE Developed Markets ETF
VEA
$231B
| $20.3M | 4.6% |
542,646
+1,449
| +0.3% | +$53.3K |
2015 Q3
4 quarters
|
|
2
Vanguard Morningstar Total Stock Market ETF
VTI
$698B
| $15.5M | 3.52% |
139,187
-3,484
| -2% | -$386K |
2015 Q3
4 quarters
|
|
3
Invesco QQQ Trust
QQQ
$490B
| $15.1M | 3.43% |
127,281
+2,593
| +2% | +$299K |
2014 Q4
7 quarters
|
|
|
4
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $15M | 3.4% |
475,668
+74,292
| +19% | +$2.34M |
2015 Q4
3 quarters
|
|
5
Vanguard S&P 500 ETF
VOO
$1.05T
| $14.7M | 3.33% |
73,965
+186
| +0.3% | +$36.9K |
2014 Q4
7 quarters
|
|
6
PayPal
PYPL
$47B
| $10.3M | 2.33% |
250,520
-15,274
| -6% | -$587K |
2016 Q1
2 quarters
|
|
7
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $9.48M | 2.15% |
293,016
+4,376
| +2% | +$140K |
2015 Q1
6 quarters
|
|
8
Costco
COST
$435B
| $8.68M | 1.97% |
56,885
+389
| +0.7% | +$62.9K |
2014 Q4
7 quarters
|
|
|
9
State Street SPDR S&P 500 ETF Trust
SPY
$820B
| $7.43M | 1.69% |
34,343
+7,217
| +27% | +$1.56M |
2014 Q4
7 quarters
|
|
10
Apple
AAPL
$5.02T
| $7.22M | 1.64% |
255,484
-716
| -0.3% | -$19K |
2014 Q4
7 quarters
|
|
11
iShares MSCI EAFE ETF
EFA
$77B
| $6.75M | 1.53% |
114,159
+6,265
| +6% | +$363K |
2014 Q4
7 quarters
|
|
12
Vanguard Morningstar Small-Cap ETF
VB
$78.7B
| $6.72M | 1.52% |
54,980
+316
| +0.6% | +$38.2K |
2015 Q1
6 quarters
|
|
13
Procter & Gamble
PG
$367B
| $6.63M | 1.5% |
73,852
+9,672
| +15% | +$840K |
2014 Q4
7 quarters
|
|
14
US Bancorp
USB
$92.9B
| $6.56M | 1.49% |
152,958
+4,193
| +3% | +$178K |
2014 Q4
7 quarters
|
|
15
eBay
EBAY
$52.5B
| $6.31M | 1.43% |
191,852
-49,799
| -21% | -$1.5M |
2014 Q4
7 quarters
|
|
16
Johnson & Johnson
JNJ
$652B
| $5.83M | 1.32% |
49,321
+7,047
| +17% | +$855K |
2014 Q4
7 quarters
|
|
17
Microsoft
MSFT
$3.94T
| $5.78M | 1.31% |
100,402
-13,839
| -12% | -$781K |
2014 Q4
7 quarters
|
|
18
Vanguard Morningstar Value ETF
VTV
$194B
| $5.37M | 1.22% |
61,691
-606
| -1% | -$52.8K |
2015 Q4
3 quarters
|
|
19
SPDR Gold Trust
GLD
$137B
| $5.25M | 1.19% |
41,800
+278
| +0.7% | +$35.4K |
2014 Q4
7 quarters
|
|
20
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.74B
| $4.89M | 1.11% |
182,128
-53,428
| -23% | -$1.41M |
2015 Q3
4 quarters
|
|
21
GE Aerospace
GE
$312B
| $4.8M | 1.09% |
33,817
+1,222
| +4% | +$182K |
2014 Q4
7 quarters
|
|
22
Cisco
CSCO
$435B
| $4.2M | 0.95% |
132,456
+8,134
| +7% | +$250K |
2016 Q1
2 quarters
|
|
23
Expeditors International
EXPD
$25.6B
| $3.87M | 0.88% |
75,191
-19,510
| -21% | -$988K |
2014 Q4
7 quarters
|
|
24
Pfizer
PFE
$168B
| $3.86M | 0.87% |
120,030
+7,119
| +6% | +$238K |
2014 Q4
7 quarters
|
|
25
Merck
MRK
$348B
| $3.31M | 0.75% |
55,631
+1,157
| +2% | +$67.7K |
2016 Q1
2 quarters
|
|
Similar funds
Caprock Group's Q3 2016 Portfolio in Review
As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.
By sector, the portfolio is most concentrated in Miscellaneous at 37% of assets, down from 42% a quarter earlier, followed by Healthcare and Technology.
- Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
- Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
- Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
- Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
- Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
- Caprock Group opened 116 new positions and closed 29 in Q3 2016.
- Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.
Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.