Caprock Group Portfolio holdings
Caprock Group is a fee-only multi-family office, a firm that manages all of a family's assets together rather than just their investments. Mark Gustafson, Richard Rock, William Gilbert Jr. and Gregory Brown co-founded the firm in August 2005. Caprock can hand part of a client's portfolio to independent outside investment managers. An affiliate, Caprock Management, runs the Private Select Partners funds, which pool investors' money to meet the minimums of outside private investment funds. Clients include individuals and families, along with charitable institutions, foundations and endowments.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$2.08M |
| 2 |
Amazon
AMZN
|
+$1.09M |
| 3 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$953K |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$790K |
| 5 |
E.W. Scripps
SSP
|
+$737K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.14M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$2.31M |
| 3 |
Microsoft
MSFT
|
+$1.45M |
| 4 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$890K |
| 5 |
GSK
GSK
|
+$871K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.76% |
| 2 | Technology | 11.46% |
| 3 | Financials | 8.74% |
| 4 | Healthcare | 7.99% |
| 5 | Industrials | 6.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
| $47.3M | 9.21% |
331,620
+4,283
| +1% | +$573K |
2015 Q3
9 quarters
|
|
|
2
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $38M | 7.4% |
812,652
+47,174
| +6% | +$2.08M |
2015 Q3
9 quarters
|
|
3
Vanguard S&P 500 ETF
VOO
$1.04T
| $19.9M | 3.87% |
77,783
+1,104
| +1% | +$264K |
2014 Q4
12 quarters
|
|
|
4
Invesco QQQ Trust
QQQ
$461B
| $12.6M | 2.46% |
76,726
-15,152
| -16% | -$2.31M |
2014 Q4
12 quarters
|
|
5
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $12.1M | 2.35% |
301,168
-2,156
| -0.7% | -$81.4K |
2015 Q1
11 quarters
|
|
|
6
Microsoft
MSFT
$3.89T
| $9.24M | 1.8% |
103,133
-17,737
| -15% | -$1.45M |
2014 Q4
12 quarters
|
|
7
Apple
AAPL
$5.18T
| $9.16M | 1.78% |
206,904
+8,624
| +4% | +$360K |
2014 Q4
12 quarters
|
|
8
Vanguard Morningstar Small-Cap ETF
VB
$79B
| $8.93M | 1.74% |
58,468
-505
| -0.9% | -$73K |
2015 Q1
11 quarters
|
|
|
9
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.8B
| $7.84M | 1.52% |
238,384
-27,384
| -10% | -$890K |
2015 Q3
9 quarters
|
|
10
iShares MSCI EAFE ETF
EFA
$77.3B
| $7.14M | 1.39% |
97,081
+1,559
| +2% | +$108K |
2014 Q4
12 quarters
|
|
11
Johnson & Johnson
JNJ
$688B
| $6.12M | 1.19% |
41,996
-5,123
| -11% | -$714K |
2014 Q4
12 quarters
|
|
12
Vanguard S&P 500 Growth ETF
VOOG
$26.2B
| $5.94M | 1.15% |
248,280
-846
| -0.3% | -$18.9K |
2017 Q2
2 quarters
|
|
|
13
Amazon
AMZN
$2.88T
| $5.67M | 1.1% |
86,940
+19,720
| +29% | +$1.09M |
2016 Q1
7 quarters
|
|
14
Vanguard Morningstar Value ETF
VTV
$197B
| $5.48M | 1.07% |
49,761
+99
| +0.2% | +$10.2K |
2015 Q4
8 quarters
|
|
15
Procter & Gamble
PG
$394B
| $4.79M | 0.93% |
53,414
-2,729
| -5% | -$245K |
2014 Q4
12 quarters
|
|
16
iShares Russell 1000 ETF
IWB
$47.8B
| $4.66M | 0.91% |
30,138
+3
| +0% | +$434 |
2014 Q4
12 quarters
|
|
17
US Bancorp
USB
$95B
| $4.63M | 0.9% |
81,208
-200
| -0.2% | -$10.8K |
2014 Q4
12 quarters
|
|
18
Cisco
CSCO
$377B
| $4.36M | 0.85% |
105,844
-9,990
| -9% | -$357K |
2016 Q1
7 quarters
|
|
19
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
| $4.12M | 0.8% |
31,104
-903
| -3% | -$113K |
2017 Q2
2 quarters
|
|
20
eBay
EBAY
$53.1B
| $4.04M | 0.79% |
106,233
-40
| -0% | -$1.48K |
2014 Q4
12 quarters
|
|
|
21
State Street SPDR S&P 500 ETF Trust
SPY
$800B
| $3.77M | 0.73% |
13,435
-15,917
| -54% | -$4.14M |
2014 Q4
12 quarters
|
|
22
iShares Core S&P 500 ETF
IVV
$875B
| $3.69M | 0.72% |
13,168
-2,266
| -15% | -$593K |
2016 Q1
7 quarters
|
|
23
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.8B
| $3.57M | 0.7% |
30,907
-364
| -1% | -$39.4K |
2017 Q2
2 quarters
|
|
24
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $3.57M | 0.69% |
73,588
+1,197
| +2% | +$53.5K |
2015 Q1
11 quarters
|
|
25
Berkshire Hathaway Class B
BRK.B
$1.26T
| $3.24M | 0.63% |
15,407
-2,622
| -15% | -$498K |
2014 Q4
12 quarters
|
|
Similar funds
Caprock Group's Q4 2017 Portfolio in Review
As of Q4 2017, Caprock Group held 520 positions worth $514M, up 7.1% from $480M the previous quarter. Its ten largest holdings account for 34% of the portfolio.
Caprock Group's Q4 2017 filing shows 68 new, 165 increased, 195 reduced and 57 closed positions. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 15,994 shares worth $1.02M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $4.14M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, up from 43% a quarter earlier, followed by Technology and Financials.
- Caprock Group's largest Q4 2017 buy was iShares Core S&P Total US Stock Market ETF: 15,994 shares worth $1.02M.
- Caprock Group added most to Vanguard FTSE Developed Markets ETF in Q4 2017, an estimated $2.08M increase.
- Caprock Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.14M.
- Caprock Group fully exited GSK in Q4 2017, selling an estimated $871K.
- Caprock Group's ten largest holdings make up 34% of its $514M portfolio in Q4 2017.
- Caprock Group opened 68 new positions and closed 57 in Q4 2017.
- Caprock Group's portfolio value rose 7.1% quarter-over-quarter to $514M.
Based on Caprock Group's 13F filing for Q4 2017, filed 17 Jan 2018.