Caprock Group Portfolio holdings
Caprock Group is a fee-only multi-family office, a firm that manages all of a family's assets together rather than just their investments. Mark Gustafson, Richard Rock, William Gilbert Jr. and Gregory Brown co-founded the firm in August 2005. Caprock can hand part of a client's portfolio to independent outside investment managers. An affiliate, Caprock Management, runs the Private Select Partners funds, which pool investors' money to meet the minimums of outside private investment funds. Clients include individuals and families, along with charitable institutions, foundations and endowments.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$3.06M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$2.14M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$2M |
| 4 |
DuPont de Nemours
DD
|
+$915K |
| 5 |
Target
TGT
|
+$790K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$5.94M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.8M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$1.68M |
| 4 |
Vanguard Energy ETF
VDE
|
+$939K |
| 5 |
Johnson Controls International
JCI
|
+$679K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.22% |
| 2 | Technology | 11.34% |
| 3 | Healthcare | 8.97% |
| 4 | Financials | 8.37% |
| 5 | Industrials | 6.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$686B
| $42.4M | 8.83% |
327,337
+16,925
| +5% | +$2.14M |
2015 Q3
8 quarters
|
|
|
2
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $33.2M | 6.92% |
765,478
+72,023
| +10% | +$3.06M |
2015 Q3
8 quarters
|
|
3
Vanguard S&P 500 ETF
VOO
$1.04T
| $17.7M | 3.69% |
76,679
+853
| +1% | +$193K |
2014 Q4
11 quarters
|
|
4
Invesco QQQ Trust
QQQ
$458B
| $13.4M | 2.79% |
91,878
+1,215
| +1% | +$174K |
2014 Q4
11 quarters
|
|
5
Vanguard Morningstar Mid-Cap ETF
VO
$107B
| $11.2M | 2.33% |
303,324
+1,060
| +0.4% | +$38.2K |
2015 Q1
10 quarters
|
|
6
Microsoft
MSFT
$3.96T
| $9M | 1.88% |
120,870
+7,467
| +7% | +$545K |
2014 Q4
11 quarters
|
|
7
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.79B
| $8.6M | 1.79% |
265,768
+4,100
| +2% | +$129K |
2015 Q3
8 quarters
|
|
8
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
| $8.33M | 1.74% |
58,973
+706
| +1% | +$96.2K |
2015 Q1
10 quarters
|
|
9
Apple
AAPL
$5.06T
| $7.64M | 1.59% |
198,280
+5,384
| +3% | +$209K |
2014 Q4
11 quarters
|
|
|
10
State Street SPDR S&P 500 ETF Trust
SPY
$796B
| $7.41M | 1.54% |
29,352
-7,300
| -20% | -$1.8M |
2014 Q4
11 quarters
|
|
11
iShares MSCI EAFE ETF
EFA
$77.5B
| $6.54M | 1.36% |
95,522
| – | – |
2014 Q4
11 quarters
|
|
12
Johnson & Johnson
JNJ
$676B
| $6.13M | 1.28% |
47,119
+424
| +0.9% | +$56.2K |
2014 Q4
11 quarters
|
|
13
Vanguard S&P 500 Growth ETF
VOOG
$26B
| $5.36M | 1.12% |
249,126
+684
| +0.3% | +$14.4K |
2017 Q2
1 quarter
|
|
14
Procter & Gamble
PG
$391B
| $5.11M | 1.06% |
56,143
-6,479
| -10% | -$590K |
2014 Q4
11 quarters
|
|
15
Vanguard Morningstar Value ETF
VTV
$196B
| $4.96M | 1.03% |
49,662
-30
| -0.1% | -$2.94K |
2015 Q4
7 quarters
|
|
16
US Bancorp
USB
$94.7B
| $4.39M | 0.91% |
81,408
-1,131
| -1% | -$59.2K |
2014 Q4
11 quarters
|
|
17
iShares Russell 1000 ETF
IWB
$47.6B
| $4.22M | 0.88% |
30,135
+1
| +0% | +$137 |
2014 Q4
11 quarters
|
|
18
eBay
EBAY
$54.2B
| $4.09M | 0.85% |
106,273
+469
| +0.4% | +$17.1K |
2014 Q4
11 quarters
|
|
19
iShares Core S&P 500 ETF
IVV
$870B
| $3.9M | 0.81% |
15,434
| – | – |
2016 Q1
6 quarters
|
|
20
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.7B
| $3.9M | 0.81% |
32,007
-114
| -0.4% | -$13.6K |
2017 Q2
1 quarter
|
|
21
Cisco
CSCO
$387B
| $3.9M | 0.81% |
115,834
+171
| +0.1% | +$5.44K |
2016 Q1
6 quarters
|
|
22
Pfizer
PFE
$167B
| $3.58M | 0.75% |
105,665
+1,810
| +2% | +$58.2K |
2014 Q4
11 quarters
|
|
23
Berkshire Hathaway Class B
BRK.B
$1.24T
| $3.3M | 0.69% |
18,029
+273
| +2% | +$48.2K |
2014 Q4
11 quarters
|
|
24
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.7B
| $3.3M | 0.69% |
31,271
+116
| +0.4% | +$12.1K |
2017 Q2
1 quarter
|
|
25
Amazon
AMZN
$2.93T
| $3.23M | 0.67% |
67,220
-8,840
| -12% | -$434K |
2016 Q1
6 quarters
|
|
Similar funds
Caprock Group's Q3 2017 Portfolio in Review
As of Q3 2017, Caprock Group held 488 positions worth $480M, up 6.6% from $450M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Caprock Group's Q3 2017 filing shows 67 new, 201 increased, 127 reduced and 36 closed positions. Its largest new stake was DuPont de Nemours: 5,485 shares worth $962K. The largest sale was PayPal, an estimated $5.94M.
By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, up from 43% a quarter earlier, followed by Technology and Healthcare.
- Caprock Group's largest Q3 2017 buy was DuPont de Nemours: 5,485 shares worth $962K.
- Caprock Group added most to Vanguard FTSE Developed Markets ETF in Q3 2017, an estimated $3.06M increase.
- Caprock Group's biggest Q3 2017 reduction was PayPal, cutting an estimated $5.94M.
- Caprock Group fully exited Invesco FTSE RAFI US 1000 ETF in Q3 2017, selling an estimated $1.68M.
- Caprock Group's ten largest holdings make up 33% of its $480M portfolio in Q3 2017.
- Caprock Group opened 67 new positions and closed 36 in Q3 2017.
- Caprock Group's portfolio value rose 6.6% quarter-over-quarter to $480M.
Based on Caprock Group's 13F filing for Q3 2017, filed 23 Oct 2017.