Caprock Group Portfolio holdings
Caprock Group is a fee-only multi-family office, a firm that manages all of a family's assets together rather than just their investments. Mark Gustafson, Richard Rock, William Gilbert Jr. and Gregory Brown co-founded the firm in August 2005. Caprock can hand part of a client's portfolio to independent outside investment managers. An affiliate, Caprock Management, runs the Private Select Partners funds, which pool investors' money to meet the minimums of outside private investment funds. Clients include individuals and families, along with charitable institutions, foundations and endowments.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE Europe ETF
VGK
|
+$2.68M |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$2.03M |
| 3 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$1.88M |
| 4 |
Johnson & Johnson
JNJ
|
+$1.35M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$1.18M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$727K |
| 2 |
Starbucks
SBUX
|
+$482K |
| 3 |
Citigroup
C
|
+$424K |
| 4 |
CBI
Chicago Bridge & Iron Nv
CBI
|
+$394K |
| 5 |
International Paper
IP
|
+$389K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.56% |
| 2 | Consumer Staples | 7.59% |
| 3 | Industrials | 6.04% |
| 4 | Healthcare | 5.95% |
| 5 | Technology | 5.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
State Street SPDR S&P 500 ETF Trust
SPY
$799B
| $10.1M | 9.24% |
48,970
-62
| -0.1% | -$13K |
2014 Q4
2 quarters
|
|
2
Costco
COST
$472B
| $6.88M | 6.3% |
50,906
+49
| +0.1% | +$7.04K |
2014 Q4
2 quarters
|
|
|
3
SPDR Gold Trust
GLD
$138B
| $6.24M | 5.71% |
55,500
-6,348
| -10% | -$727K |
2014 Q4
2 quarters
|
|
4
Invesco QQQ Trust
QQQ
$461B
| $4.96M | 4.55% |
46,338
+7,138
| +18% | +$776K |
2014 Q4
2 quarters
|
|
5
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.26B
| $4.96M | 4.54% |
132,416
+6,346
| +5% | +$250K |
2014 Q4
2 quarters
|
|
6
iShares Russell 2000 ETF
IWM
$78.5B
| $4.64M | 4.25% |
37,149
-2,036
| -5% | -$254K |
2014 Q4
2 quarters
|
|
|
7
Vanguard FTSE Europe ETF
VGK
$30.4B
| $4.59M | 4.2% |
85,015
+47,305
| +125% | +$2.68M |
2015 Q1
1 quarter
|
|
8
eBay
EBAY
$53.1B
| $4.24M | 3.88% |
167,133
+13,817
| +9% | +$345K |
2014 Q4
2 quarters
|
|
|
9
Vanguard S&P 500 ETF
VOO
$1.04T
| $3.88M | 3.56% |
20,558
+6,120
| +42% | +$1.18M |
2014 Q4
2 quarters
|
|
10
Neuberger Energy Infrastructure and Income Fund Inc
NML
$546M
| $3.8M | 3.49% |
233,035
+5,423
| +2% | +$96.2K |
2014 Q4
2 quarters
|
|
11
Expeditors International
EXPD
$24.5B
| $3.7M | 3.39% |
80,149
| – | – |
2014 Q4
2 quarters
|
|
|
12
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $3.6M | 3.3% |
112,996
+62,444
| +124% | +$2.03M |
2015 Q1
1 quarter
|
|
|
13
Vanguard Morningstar Small-Cap ETF
VB
$79.8B
| $3.49M | 3.2% |
28,736
+15,315
| +114% | +$1.88M |
2015 Q1
1 quarter
|
|
14
iShares Gold Trust
IAU
$61.3B
| $3.18M | 2.92% |
140,437
+15,508
| +12% | +$358K |
2014 Q4
2 quarters
|
|
15
Apple
AAPL
$5.1T
| $2.68M | 2.45% |
85,400
+3,120
| +4% | +$100K |
2014 Q4
2 quarters
|
|
16
iShares MSCI EAFE ETF
EFA
$77.9B
| $2.13M | 1.95% |
33,582
+1,900
| +6% | +$127K |
2014 Q4
2 quarters
|
|
|
17
Johnson & Johnson
JNJ
$679B
| $2M | 1.83% |
20,530
+13,502
| +192% | +$1.35M |
2014 Q4
2 quarters
|
|
18
ExxonMobil
XOM
$672B
| $1.52M | 1.39% |
18,238
+2,328
| +15% | +$200K |
2014 Q4
2 quarters
|
|
|
CELG
19
DELISTED
Celgene Corp
CELG
| $1.43M | 1.31% |
12,320
+6,086
| +98% | +$696K |
2014 Q4
2 quarters
|
|
20
iShares Biotechnology ETF
IBB
$11.5B
| $1.37M | 1.25% |
11,106
-237
| -2% | -$28.4K |
2014 Q4
2 quarters
|
|
21
Alphabet (Google) Class C
GOOG
$3.52T
| $1.36M | 1.25% |
51,820
+11,470
| +28% | +$307K |
2014 Q4
2 quarters
|
|
22
Meta Platforms (Facebook)
META
$1.64T
| $1.24M | 1.14% |
14,491
+607
| +4% | +$49.6K |
2014 Q4
2 quarters
|
|
23
iShares TIPS Bond ETF
TIP
$14.6B
| $1.23M | 1.12% |
10,946
-282
| -3% | -$31.9K |
2014 Q4
2 quarters
|
|
24
Omeros
OMER
$1.27B
| $1.19M | 1.09% |
65,934
| – | – |
2014 Q4
2 quarters
|
|
25
iShares Russell Mid-Cap ETF
IWR
$58.4B
| $1.01M | 0.93% |
23,716
-1,324
| -5% | -$57.6K |
2014 Q4
2 quarters
|
|
Similar funds
Caprock Group's Q2 2015 Portfolio in Review
As of Q2 2015, Caprock Group held 89 positions worth $109M, up 12% from $97.8M the previous quarter. Its ten largest holdings account for 50% of the portfolio.
Caprock Group deployed $14.1M of net new capital in Q2 2015, opening 10 new positions and adding to 42 existing holdings. Its largest new stake was Vanguard Energy ETF: 9,393 shares worth $1M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, up from 57% a quarter earlier, followed by Consumer Staples and Industrials.
On the sell side, the largest reduction was SPDR Gold Trust, an estimated $727K trimmed.
- Caprock Group's largest Q2 2015 buy was Vanguard Energy ETF: 9,393 shares worth $1M.
- Caprock Group added most to Vanguard FTSE Europe ETF in Q2 2015, an estimated $2.68M increase.
- Caprock Group's biggest Q2 2015 reduction was SPDR Gold Trust, cutting an estimated $727K.
- Caprock Group fully exited Starbucks in Q2 2015, selling an estimated $482K.
- Caprock Group's ten largest holdings make up 50% of its $109M portfolio in Q2 2015.
- Caprock Group opened 10 new positions and closed 9 in Q2 2015.
- Caprock Group's portfolio value rose 12% quarter-over-quarter to $109M.
Based on Caprock Group's 13F filing for Q2 2015, filed 12 Aug 2015.