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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+12.1%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.56B
AUM Growth
+$243M
Cap. Flow
+$89.3M
Cap. Flow %
5.7%
Top 10 Hldgs %
36.79%
Holding
727
New
68
Increased
354
Reduced
228
Closed
34

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$32.9M
2
PNOV icon
Innovator US Equity Power Buffer ETF November
PNOV
+$9.73M
3
AAPL icon
Apple
AAPL
+$4.76M
4
MSFT icon
Microsoft
MSFT
+$3.84M
5
ADP icon
Automatic Data Processing
ADP
+$2.92M

Top Sells

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$6.3M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.11M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$3.08M
4
WAT icon
Waters Corp
WAT
+$2.06M
5
PWR icon
Quanta Services
PWR
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 17.37%
2 Financials 7.87%
3 Communication Services 7.13%
4 Healthcare 6.45%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR icon
651
Coherent
COHR
$55.2B
$200K 0.01%
+4,595
New +$166K
OMER icon
652
Omeros
OMER
$709M
$199K 0.01%
60,812
-7
-0% -$15
F icon
653
Ford
F
$57.3B
$199K 0.01%
16,296
-33,601
-67% -$374K
CCL icon
654
Carnival Corporation Ltd
CCL
$36.1B
$193K 0.01%
10,403
-85
-0.8% -$1.23K
HTGC icon
655
Hercules Capital
HTGC
$2.94B
$192K 0.01%
11,500
-5,500
-32% -$87K
ITUB icon
656
Itaú Unibanco
ITUB
$91.3B
$187K 0.01%
30,197
+6,120
+25% +$32.4K
SNDL icon
657
Sundial Growers
SNDL
$325M
$182K 0.01%
111,000
– –
PMT
658
PennyMac Mortgage Investment
PMT
$849M
$181K 0.01%
11,820
+427
+4% +$5.72K
GFI icon
659
Gold Fields
GFI
$29.2B
$180K 0.01%
12,445
-4,882
-28% -$67.5K
NMR icon
660
Nomura Holdings
NMR
$28.7B
$178K 0.01%
39,497
-2,409
-6% -$9.91K
CIG icon
661
CEMIG Preferred Shares
CIG
$6.09B
$173K 0.01%
93,193
+1,351
+1% +$2.45K
HPP
662
Hudson Pacific Properties
HPP
$834M
$162K 0.01%
2,487
– –
SBSW icon
663
Sibanye-Stillwater
SBSW
$5.92B
$161K 0.01%
29,684
+17,553
+145% +$90.8K
HTBK
664
DELISTED
Heritage Commerce
HTBK
$143K 0.01%
14,437
-9
-0.1% -$79
AEG icon
665
Aegon
AEG
$13.5B
$138K 0.01%
23,944
-1,831
-7% -$9.52K
MFG icon
666
Mizuho Financial
MFG
$129B
$126K 0.01%
36,769
+10,350
+39% +$35.2K
RWAY icon
667
Runway Growth Finance
RWAY
$228M
$126K 0.01%
+10,000
New +$125K
SKYH icon
668
Sky Harbour Group
SKYH
$351M
$126K 0.01%
+13,000
New +$103K
ADPT icon
669
Adaptive Biotechnologies
ADPT
$3.56B
$123K 0.01%
25,102
-17
-0.1% -$78
TKC icon
670
Turkcell
TKC
$4.84B
$116K 0.01%
24,154
+3,361
+16% +$15.8K
AMTX icon
671
Aemetis
AMTX
$119M
$115K 0.01%
22,000
– –
TEF
672
DELISTED
Telefonica
TEF
$110K 0.01%
26,777
-3,187
-11% -$12.8K
SRTA
673
Strata Critical Medical Inc
SRTA
$436M
$109K 0.01%
+31,000
New +$89K
BCS icon
674
Barclays
BCS
$94.1B
$108K 0.01%
13,761
-6,692
-33% -$48.2K
ABEV icon
675
Ambev
ABEV
$47.3B
$106K 0.01%
35,994
-3,396
-9% -$9.17K
25 26
27
28 29

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2023 Portfolio in Review

As of Q4 2023, Caprock Group held 727 positions worth $1.56B, up 18% from $1.32B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caprock Group deployed $89.3M of net new capital in Q4 2023, opening 68 new positions and adding to 354 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF November: 291,035 shares worth $10M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $4.11M trimmed.

  • Caprock Group's largest Q4 2023 buy was Innovator US Equity Power Buffer ETF November: 291,035 shares worth $10M.
  • Caprock Group added most to Meta Platforms (Facebook) in Q4 2023, an estimated $32.9M increase.
  • Caprock Group's biggest Q4 2023 reduction was Alphabet (Google) Class C, cutting an estimated $4.11M.
  • Caprock Group fully exited Innovator US Equity Power Buffer ETF August in Q4 2023, selling an estimated $6.3M.
  • Caprock Group's ten largest holdings make up 37% of its $1.56B portfolio in Q4 2023.
  • Caprock Group opened 68 new positions and closed 34 in Q4 2023.
  • Caprock Group's portfolio value rose 18% quarter-over-quarter to $1.56B.

Based on Caprock Group's 13F filing for Q4 2023, filed 18 Jan 2024.