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Caprock Group’s Innovator US Equity Power Buffer ETF August PAUG Stock Holding History

Caprock Group’s Portfolio PAUG Stock Details PAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-203,014
Closed -$6.3M – 715
2023
Q3 		$6.3M Buy
+203,014
New +$6.42M 0.48% 38
2021
Q4 		– Sell
-8,589
Closed -$251K – 610
2021
Q3 		$251K Buy
+8,589
New +$253K 0.02% 438

Other funds holding PAUG

AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return
AWM
AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return
BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
ST
Sageworth Trust Lancaster, Pennsylvania $2.33B AUM 20.04% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
PCS
Personal CFO Solutions Chester, New Jersey $712M AUM 25.3% 1-Year Est. Return

Caprock Group's PAUG Position: Q4 2023 in Review

Caprock Group sold out of Innovator US Equity Power Buffer ETF August (PAUG) in Q4 2023, closing a stake of 203,014 shares — an estimated $6.3M sold.

Caprock Group first reported a position in PAUG in Q3 2021 and held it in 2 quarters. The position peaked at $6.3M in Q3 2023. 195 funds tracked by Wall St. Rank hold PAUG as of Q4 2023.

  • Caprock Group reported no remaining Innovator US Equity Power Buffer ETF August position as of Q4 2023 after selling out during the quarter.
  • Caprock Group sold 203,014 Innovator US Equity Power Buffer ETF August shares in Q4 2023, an estimated $6.3M.
  • Caprock Group first reported a position in Innovator US Equity Power Buffer ETF August in Q3 2021 and held it in 2 quarters.
  • Caprock Group's Innovator US Equity Power Buffer ETF August position peaked at $6.3M in Q3 2023.
  • 195 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF August as of Q4 2023.

Based on Caprock Group's 13F filing for Q4 2023, filed 18 Jan 2024.