CG

Caprock Group Portfolio holdings

AUM $3.28B
This Quarter Return
-4.92%
1 Year Return
+15.66%
3 Year Return
+46.1%
5 Year Return
+165.94%
10 Year Return
+245.23%
AUM
$1.04B
AUM Growth
+$19M
Cap. Flow
+$77M
Cap. Flow %
7.41%
Top 10 Hldgs %
38.17%
Holding
619
New
68
Increased
286
Reduced
176
Closed
50

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$21.1M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
$8.22M
3
PWR icon
Quanta Services
PWR
$5.83M
4
SCHB icon
Schwab US Broad Market ETF
SCHB
$4.14M
5
MSFT icon
Microsoft
MSFT
$2.86M

Top Sells

1
AAPL icon
Apple
AAPL
$2.41M
2
VCTR icon
Victory Capital Holdings
VCTR
$1.74M
3
KJAN icon
Innovator US Small Cap Power Buffer ETF January
KJAN
$992K
4
BSEP icon
Innovator US Equity Buffer ETF September
BSEP
$684K
5
DVN icon
Devon Energy
DVN
$592K

Sector Composition

1 Technology 15.12%
2 Financials 9.2%
3 Healthcare 6.75%
4 Communication Services 5.04%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OVV icon
601
Ovintiv
OVV
$10.5B
– –
-6,641
Closed -$293K
PODD icon
602
Insulet
PODD
$24.2B
– –
-1,073
Closed -$234K
POWI icon
603
Power Integrations
POWI
$2.44B
– –
-2,918
Closed -$219K
RRR icon
604
Red Rock Resorts
RRR
$3.69B
– –
-6,528
Closed -$218K
VCTR icon
605
Victory Capital Holdings
VCTR
$4.76B
– –
-72,099
Closed -$1.74M
VNM icon
606
VanEck Vietnam ETF
VNM
$598M
– –
-14,730
Closed -$212K
VRNS icon
607
Varonis Systems
VRNS
$6.18B
– –
-8,212
Closed -$241K
WST icon
608
West Pharmaceutical
WST
$17.8B
– –
-773
Closed -$234K
XLC icon
609
The Communication Services Select Sector SPDR Fund
XLC
$25.5B
– –
-3,876
Closed -$210K
XLF icon
610
Financial Select Sector SPDR Fund
XLF
$53.7B
– –
-8,890
Closed -$280K
CTLT
611
DELISTED
CATALENT, INC.
CTLT
– –
-1,874
Closed -$201K
NXGN
612
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-12,400
Closed -$216K
CS
613
DELISTED
Credit Suisse Group
CS
– –
-10,283
Closed -$58K
MGI
614
DELISTED
MoneyGram International, Inc. New
MGI
– –
-13,700
Closed -$137K
IPOD.WS
615
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
– –
-20,000
Closed -$9K
IPOF.WS
616
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
– –
-20,000
Closed -$10K
LFC
617
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-22,184
Closed -$192K
PSB
618
DELISTED
PS Business Parks, Inc.
PSB
– –
-1,720
Closed -$322K
BSEP icon
619
Innovator US Equity Buffer ETF September
BSEP
$168M
– –
-23,365
Closed -$684K
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