Caprock Group’s Innovator US Equity Buffer ETF September BSEP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-23,365	Closed	-$684K	–	576
2022 Q2	$684K	Buy	23,365 +1	+0%	+$29	0.07%	215
2022 Q1	$762K	Sell	23,364 -1,554	-6%	-$50.7K	0.07%	216
2021 Q4	$832K	Hold	24,918	–	–	0.07%	203
2021 Q3	$778K	Buy	+24,918	New	+$778K	0.07%	196