Caprock Group’s Innovator US Small Cap Power Buffer ETF January KJAN Stock Holding History

Caprock Group’s Portfolio KJAN Stock Details KJAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-35,118	Closed	-$992K	–	592
2022 Q2	$992K	Buy	35,118 +1	+0%	+$29	0.1%	158
2022 Q1	$1.1M	Sell	35,117 -1	-0%	-$31	0.1%	155
2021 Q4	$1.14M	Hold	35,118	–	–	0.09%	155
2021 Q3	$1.09M	Buy	35,118 +1	+0%	+$31	0.1%	144
2021 Q2	$1.1M	Sell	35,117 -1	-0%	-$31	0.1%	149
2021 Q1	$1.07M	Buy	+35,118	New	+$1.05M	0.12%	135

Other funds holding KJAN

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

CAG

Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return

Advisornet Financial Minnetonka, Minnesota $1.93B AUM 18.43% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

GSIS

Global Strategic Investment Solutions Scottsdale, Arizona $1.03B AUM 16.75% 1-Year Est. Return

VBFP

Valtinson Bruner Financial Planning New Brighton, Minnesota $364M AUM 9.63% 1-Year Est. Return

AWM

Apollon Wealth Management Mount Pleasant, South Carolina $6.15B AUM 22.62% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Denver PWM Denver, Colorado $291M AUM 12.15% 1-Year Est. Return

Caprock Group's KJAN Position: Q3 2022 in Review

Caprock Group sold out of Innovator US Small Cap Power Buffer ETF January (KJAN) in Q3 2022, closing a stake of 35,118 shares — an estimated $992K sold.

Caprock Group first reported a position in KJAN in Q1 2021 and held it in 6 quarters. The position peaked at $1.14M in Q4 2021. 63 funds tracked by Wall St. Rank hold KJAN as of Q3 2022.

Caprock Group reported no remaining Innovator US Small Cap Power Buffer ETF January position as of Q3 2022 after selling out during the quarter.
Caprock Group sold 35,118 Innovator US Small Cap Power Buffer ETF January shares in Q3 2022, an estimated $992K.
Caprock Group first reported a position in Innovator US Small Cap Power Buffer ETF January in Q1 2021 and held it in 6 quarters.
Caprock Group's Innovator US Small Cap Power Buffer ETF January position peaked at $1.14M in Q4 2021.
63 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF January as of Q3 2022.

Based on Caprock Group's 13F filing for Q3 2022, filed 7 Nov 2022.