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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+6.13%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$514M
AUM Growth
+$34M
Cap. Flow
-$1.81M
Cap. Flow %
-0.35%
Top 10 Hldgs %
33.51%
Holding
520
New
68
Increased
165
Reduced
195
Closed
57

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.08M
2
AMZN icon
Amazon
AMZN
+$1.09M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$953K
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$790K
5
SSP icon
E.W. Scripps
SSP
+$737K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.14M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.31M
3
MSFT icon
Microsoft
MSFT
+$1.45M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$890K
5
GSK icon
GSK
GSK
+$871K

Sector Composition

Rank Sector Weight
1 Technology 11.35%
2 Financials 8.62%
3 Healthcare 7.68%
4 Industrials 6%
5 Consumer Discretionary 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLAR icon
451
Clarus
CLAR
$125M
$98K 0.02%
+13,761
New +$103K
GFN
452
DELISTED
General Finance Corporation
GFN
$76K 0.01%
11,000
– –
NOK icon
453
Nokia
NOK
$54.3B
$75K 0.01%
15,376
-909
-6% -$4.68K
S
454
DELISTED
Sprint Corporation
S
$60K 0.01%
10,532
-310
-3% -$1.97K
ZIXI
455
DELISTED
Zix Corporation
ZIXI
$57K 0.01%
12,470
– –
SRGA
456
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$53K 0.01%
400
-291
-42% -$40K
CERS icon
457
Cerus
CERS
$575M
$52K 0.01%
12,000
– –
MNKD icon
458
MannKind Corp
MNKD
$1.2B
$48K 0.01%
+20,000
New +$68.3K
GTE icon
459
Gran Tierra Energy
GTE
$272M
$40K 0.01%
+1,339
New +$29.9K
VVUS
460
DELISTED
Vivus Inc
VVUS
$14K ﹤0.01%
+2,800
New +$19.2K
SDRL
461
DELISTED
Seadrill Limited Common Stock
SDRL
$3K ﹤0.01%
45
– –
ENT
462
CALL
DELISTED
Global Eagle Entertainment Inc.
ENT
$2K ﹤0.01%
+400
New +$26K
VWO icon
463
PUT
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1K ﹤0.01%
+25,000
New +$1.12M
AEIS icon
464
Advanced Energy
AEIS
$12.6B
– –
-3,289
Closed -$266K
AIV
465
Aimco
AIV
$380M
– –
-43,006
Closed -$251K
AKBA icon
466
Akebia Therapeutics
AKBA
$327M
– –
-14,450
Closed -$284K
ALK icon
467
Alaska Air
ALK
$4.99B
– –
-3,080
Closed -$235K
AMLP icon
468
Alerian MLP ETF
AMLP
$12.9B
– –
-2,000
Closed -$112K
APA icon
469
APA Corp
APA
$12.9B
– –
-7,038
Closed -$322K
AQMS icon
470
Aqua Metals
AQMS
$9.46M
– –
-58
Closed -$79K
BBWI icon
471
Bath & Body Works
BBWI
$3.9B
– –
-10,904
Closed -$367K
BCO icon
472
Brink's
BCO
$4.99B
– –
-2,795
Closed -$235K
CNC icon
473
Centene
CNC
$31.5B
– –
-5,752
Closed -$278K
CNI icon
474
Canadian National Railway
CNI
$79.2B
– –
-2,604
Closed -$216K
EIX icon
475
Edison International
EIX
$30.6B
– –
-3,156
Closed -$245K
17 18
19
20 21

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2017 Portfolio in Review

As of Q4 2017, Caprock Group held 520 positions worth $514M, up 7.1% from $480M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Caprock Group's Q4 2017 filing shows 68 new, 165 increased, 195 reduced and 57 closed positions. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 15,994 shares worth $1.02M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $4.14M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q4 2017 buy was iShares Core S&P Total US Stock Market ETF: 15,994 shares worth $1.02M.
  • Caprock Group added most to Vanguard FTSE Developed Markets ETF in Q4 2017, an estimated $2.08M increase.
  • Caprock Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.14M.
  • Caprock Group fully exited GSK in Q4 2017, selling an estimated $871K.
  • Caprock Group's ten largest holdings make up 34% of its $514M portfolio in Q4 2017.
  • Caprock Group opened 68 new positions and closed 57 in Q4 2017.
  • Caprock Group's portfolio value rose 7.1% quarter-over-quarter to $514M.

Based on Caprock Group's 13F filing for Q4 2017, filed 17 Jan 2018.