Caprock Group’s Alerian MLP ETF AMLP Stock Holding History

Caprock Group’s Portfolio AMLP Stock Details AMLP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-2,000	Closed	-$112K	–	468
2017 Q3	$112K	Buy	+2,000	New	+$114K	0.02%	430
2017 Q2	–	Sell	-2,100	Closed	-$133K	–	424
2017 Q1	$133K	Hold	2,100	–	–	0.03%	338
2016 Q4	$132K	Hold	2,100	–	–	0.03%	326
2016 Q3	$133K	Buy	+2,100	New	+$133K	0.03%	349

Other funds holding AMLP

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Thomaspartners Boston, Massachusetts $13.7B AUM 8.42% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

NMIMC

Northwestern Mutual Investment Management Company Milwaukee, Wisconsin $6.6B AUM 19.75% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

SFM

Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return

Caprock Group's AMLP Position: Q4 2017 in Review

Caprock Group sold out of Alerian MLP ETF (AMLP) in Q4 2017, closing a stake of 2,000 shares — an estimated $112K sold.

Caprock Group first reported a position in AMLP in Q3 2016 and held it in 4 quarters. The position peaked at $133K in Q1 2017. 618 funds tracked by Wall St. Rank hold AMLP as of Q4 2017.

Caprock Group reported no remaining Alerian MLP ETF position as of Q4 2017 after selling out during the quarter.
Caprock Group sold 2,000 Alerian MLP ETF shares in Q4 2017, an estimated $112K.
Caprock Group first reported a position in Alerian MLP ETF in Q3 2016 and held it in 4 quarters.
Caprock Group's Alerian MLP ETF position peaked at $133K in Q1 2017.
618 funds tracked by Wall St. Rank held Alerian MLP ETF as of Q4 2017.

Based on Caprock Group's 13F filing for Q4 2017, filed 17 Jan 2018.