Caprock Group’s Cerus CERS Stock Holding History

Caprock Group’s Portfolio CERS Stock Details CERS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-10,000	Closed	-$42K	–	367
2019 Q4	$42K	Hold	10,000	–	–	0.01%	363
2019 Q3	$52K	Sell	10,000 -2,000	-17%	-$10.7K	0.01%	348
2019 Q2	$67K	Hold	12,000	–	–	0.01%	341
2019 Q1	$75K	Hold	12,000	–	–	0.01%	370
2018 Q4	$61K	Hold	12,000	–	–	0.01%	346
2018 Q3	$87K	Hold	12,000	–	–	0.02%	396
2018 Q2	$80K	Hold	12,000	–	–	0.02%	433
2018 Q1	$66K	Hold	12,000	–	–	0.01%	438
2017 Q4	$52K	Hold	12,000	–	–	0.01%	457
2017 Q3	$33K	Buy	+12,000	New	+$29.4K	0.01%	450

Other funds holding CERS

AIM

ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return

BBA

Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

NAMA

Nikko Asset Management Americas New York $7.07B AUM 50.91% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

ECP

Elk Creek Partners Denver, Colorado $582M AUM 10.23% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

Caprock Group's CERS Position: Q1 2020 in Review

Caprock Group sold out of Cerus (CERS) in Q1 2020, closing a stake of 10,000 shares — an estimated $42K sold.

Caprock Group first reported a position in CERS in Q3 2017 and held it in 10 quarters. The position peaked at $87K in Q3 2018. 148 funds tracked by Wall St. Rank hold CERS as of Q1 2020.

Caprock Group reported no remaining Cerus position as of Q1 2020 after selling out during the quarter.
Caprock Group sold 10,000 Cerus shares in Q1 2020, an estimated $42K.
Caprock Group first reported a position in Cerus in Q3 2017 and held it in 10 quarters.
Caprock Group's Cerus position peaked at $87K in Q3 2018.
148 funds tracked by Wall St. Rank held Cerus as of Q1 2020.

Based on Caprock Group's 13F filing for Q1 2020, filed 28 Apr 2020.