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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+9.34%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$559M
AUM Growth
+$46.8M
Cap. Flow
+$5.87M
Cap. Flow %
1.05%
Top 10 Hldgs %
40.02%
Holding
397
New
41
Increased
170
Reduced
136
Closed
28

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.42M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$1.09M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$932K
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$503K
5
GPC icon
Genuine Parts
GPC
+$453K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
2
IBB icon
iShares Biotechnology ETF
IBB
+$1.22M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$852K
4
VTV icon
Vanguard Value ETF
VTV
+$453K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$444K

Sector Composition

Rank Sector Weight
1 Technology 11.73%
2 Financials 7.49%
3 Healthcare 7.01%
4 Industrials 5.25%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCOV
351
DELISTED
Brightcove, Inc.
BCOV
$105K 0.02%
+12,040
New +$113K
BCS icon
352
Barclays
BCS
$94.1B
$97K 0.02%
+10,194
New +$88K
QEP
353
DELISTED
QEP RESOURCES, INC.
QEP
$83K 0.01%
+18,439
New +$64.2K
AEG icon
354
Aegon
AEG
$13.5B
$80K 0.01%
19,092
+134
+0.7% +$547
AEHR icon
355
Aehr Test Systems
AEHR
$2.48B
$60K 0.01%
30,000
– –
SAN icon
356
Banco Santander
SAN
$194B
$56K 0.01%
14,041
-4,267
-23% -$16.6K
ABEV icon
357
Ambev
ABEV
$47.3B
$55K 0.01%
11,435
-21,404
-65% -$94.9K
MNKD icon
358
MannKind Corp
MNKD
$1.28B
$52K 0.01%
40,000
– –
PDLI
359
DELISTED
PDL BioPharma, Inc.
PDLI
$52K 0.01%
15,900
– –
USO icon
360
CALL
United States Oil Fund
USO
$2.45B
$51K 0.01%
50,000
– –
SRAX
361
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
$50K 0.01%
20,000
– –
CIG icon
362
CEMIG Preferred Shares
CIG
$6.09B
$48K 0.01%
26,755
+3,390
+15% +$5.54K
CERS icon
363
Cerus
CERS
$587M
$42K 0.01%
10,000
– –
RIGL icon
364
Rigel Pharmaceuticals
RIGL
$680M
$42K 0.01%
+1,960
New +$40.4K
ENT
365
CALL
DELISTED
Global Eagle Entertainment Inc.
ENT
$35K 0.01%
281,700
+249,700
+780% +$3.43M
SWN
366
DELISTED
Southwestern Energy Company
SWN
$33K 0.01%
13,817
-671
-5% -$1.39K
CRIS icon
367
Curis
CRIS
$9.53M
$32K 0.01%
+47
New +$34.1K
ALT icon
368
Altimmune
ALT
$539M
$29K 0.01%
+15,200
New +$28.1K
UMC icon
369
United Microelectronic
UMC
$48.9B
$28K 0.01%
+10,366
New +$25K
ALK icon
370
Alaska Air
ALK
$5.15B
– –
-4,666
Closed -$303K
BBVA icon
371
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
– –
-36,567
Closed -$190K
CCL icon
372
Carnival Corporation Ltd
CCL
$36.1B
– –
-6,053
Closed -$265K
CHEF icon
373
Chefs' Warehouse
CHEF
$3.87B
– –
-6,400
Closed -$258K
CLAR icon
374
Clarus
CLAR
$125M
– –
-12,124
Closed -$142K
CTAS icon
375
Cintas
CTAS
$82.4B
– –
-2,980
Closed -$200K
12 13 14
15
16

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2019 Portfolio in Review

As of Q4 2019, Caprock Group held 397 positions worth $559M, up 9.1% from $512M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Caprock Group's Q4 2019 filing shows 41 new, 170 increased, 136 reduced and 28 closed positions. Its largest new stake was iShares Russell 2000 Growth ETF: 6,980 shares worth $1.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $2.03M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q4 2019 buy was iShares Russell 2000 Growth ETF: 6,980 shares worth $1.5M.
  • Caprock Group added most to Vanguard FTSE All-World ex-US ETF in Q4 2019, an estimated $1.09M increase.
  • Caprock Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.03M.
  • Caprock Group fully exited Celgene Corp in Q4 2019, selling an estimated $432K.
  • Caprock Group's ten largest holdings make up 40% of its $559M portfolio in Q4 2019.
  • Caprock Group opened 41 new positions and closed 28 in Q4 2019.
  • Caprock Group's portfolio value rose 9.1% quarter-over-quarter to $559M.

Based on Caprock Group's 13F filing for Q4 2019, filed 4 Feb 2020.