Caprock Group’s SRAX, Inc. Class A Common Stock SRAX Stock Holding History

Caprock Group’s Portfolio SRAX Stock Details SRAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-20,000	Closed	-$40K	–	451
2020 Q1	$40K	Hold	20,000	–	–	0.01%	348
2019 Q4	$50K	Hold	20,000	–	–	0.01%	361
2019 Q3	$46K	Hold	20,000	–	–	0.01%	350
2019 Q2	$93K	Buy	+20,000	New	+$92.8K	0.02%	336

Other funds holding SRAX

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

ICM

Invenomic Capital Management Boston, Massachusetts $2.18B AUM 0.03% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Caprock Group's SRAX Position: Q2 2020 in Review

Caprock Group sold out of SRAX, Inc. Class A Common Stock (SRAX) in Q2 2020, closing a stake of 20,000 shares — an estimated $40K sold.

Caprock Group first reported a position in SRAX in Q2 2019 and held it in 4 quarters. The position peaked at $93K in Q2 2019. 14 funds tracked by Wall St. Rank hold SRAX as of Q2 2020.

Caprock Group reported no remaining SRAX, Inc. Class A Common Stock position as of Q2 2020 after selling out during the quarter.
Caprock Group sold 20,000 SRAX, Inc. Class A Common Stock shares in Q2 2020, an estimated $40K.
Caprock Group first reported a position in SRAX, Inc. Class A Common Stock in Q2 2019 and held it in 4 quarters.
Caprock Group's SRAX, Inc. Class A Common Stock position peaked at $93K in Q2 2019.
14 funds tracked by Wall St. Rank held SRAX, Inc. Class A Common Stock as of Q2 2020.

Based on Caprock Group's 13F filing for Q2 2020, filed 5 Aug 2020.