Northern Trust
SRAX

Northern Trust’s SRAX, Inc. Class A Common Stock SRAX Stock Holding History

Northern Trust’s Portfolio SRAX Stock Details SRAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q1 		– Sell
-215,647
Closed -$330K – 4712
2022
Q4 		$330K Buy
215,647
+179,961
+504% +$290K ﹤0.01% 3642
2022
Q3 		$61K Hold
35,686
– – ﹤0.01% 4276
2022
Q2 		$118K Hold
35,686
– – ﹤0.01% 4111
2022
Q1 		$172K Hold
35,686
– – ﹤0.01% 4184
2021
Q4 		$160K Hold
35,686
– – ﹤0.01% 4277
2021
Q3 		$191K Sell
35,686
-1,513
-4% -$7.26K ﹤0.01% 4207
2021
Q2 		$202K Buy
37,199
+5,267
+16% +$25.3K ﹤0.01% 4163
2021
Q1 		$151K Buy
31,932
+134
+0.4% +$560 ﹤0.01% 4187
2020
Q4 		$99K Sell
31,798
-2,514
-7% -$6.69K ﹤0.01% 4115
2020
Q3 		$102K Buy
34,312
+1,191
+4% +$3.23K ﹤0.01% 3962
2020
Q2 		$84K Buy
33,121
+990
+3% +$1.94K ﹤0.01% 3959
2020
Q1 		$65K Buy
32,131
+4,348
+16% +$10.3K ﹤0.01% 3908
2019
Q4 		$69K Hold
27,783
– – ﹤0.01% 4010
2019
Q3 		$64K Hold
27,783
– – ﹤0.01% 4016
2019
Q2 		$129K Buy
+27,783
New +$129K ﹤0.01% 3919

Other funds holding SRAX

IECM
Intrinsic Edge Capital Management Chicago, Illinois $603M AUM 66.97% 1-Year Est. Return
AC
Avenir Corporation Alexandria, Virginia $820M AUM 2.4% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return
Simplex Trading
Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Northern Trust's SRAX Position: Q1 2023 in Review

Northern Trust sold out of SRAX, Inc. Class A Common Stock (SRAX) in Q1 2023, closing a stake of 215,647 shares — an estimated $330K sold.

Northern Trust first reported a position in SRAX in Q2 2019 and held it in 15 quarters. The position peaked at $330K in Q4 2022. 5 funds tracked by Wall St. Rank hold SRAX as of Q1 2023.

  • Northern Trust reported no remaining SRAX, Inc. Class A Common Stock position as of Q1 2023 after selling out during the quarter.
  • Northern Trust sold 215,647 SRAX, Inc. Class A Common Stock shares in Q1 2023, an estimated $330K.
  • Northern Trust first reported a position in SRAX, Inc. Class A Common Stock in Q2 2019 and held it in 15 quarters.
  • Northern Trust's SRAX, Inc. Class A Common Stock position peaked at $330K in Q4 2022.
  • 5 funds tracked by Wall St. Rank held SRAX, Inc. Class A Common Stock as of Q1 2023.

Based on Northern Trust's 13F filing for Q1 2023, filed 15 May 2023.