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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$512M
AUM Growth
+$654K
Cap. Flow
+$4.55M
Cap. Flow %
0.89%
Top 10 Hldgs %
39.57%
Holding
384
New
34
Increased
124
Reduced
156
Closed
28

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.2M
2
IBB icon
iShares Biotechnology ETF
IBB
+$741K
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$622K
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$595K
5
ABBV icon
AbbVie
ABBV
+$420K

Top Sells

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.22M
2
ZG icon
Zillow
ZG
+$701K
3
CUTR
Cutera, Inc.
CUTR
+$623K
4
AAPL icon
Apple
AAPL
+$558K
5
PWR icon
Quanta Services
PWR
+$435K

Sector Composition

Rank Sector Weight
1 Technology 10.88%
2 Financials 7.73%
3 Healthcare 6.55%
4 Industrials 5.27%
5 Communication Services 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
326
Energy Transfer Partners
ET
$70.3B
$172K 0.03%
13,153
+271
+2% +$3.78K
HTBK
327
DELISTED
Heritage Commerce
HTBK
$169K 0.03%
14,360
– –
TEVA icon
328
Teva Pharmaceuticals
TEVA
$35.9B
$163K 0.03%
23,730
+1,378
+6% +$10.6K
MCHX icon
329
Marchex
MCHX
$79.3M
$157K 0.03%
50,000
– –
ABEV icon
330
Ambev
ABEV
$47.3B
$152K 0.03%
32,839
-4,427
-12% -$21.2K
CS
331
DELISTED
Credit Suisse Group
CS
$151K 0.03%
12,391
+1,032
+9% +$12.4K
UBS icon
332
UBS Group
UBS
$170B
$145K 0.03%
12,856
-719
-5% -$8.09K
CLAR icon
333
Clarus
CLAR
$125M
$142K 0.03%
12,124
– –
NMR icon
334
Nomura Holdings
NMR
$28.8B
$128K 0.03%
30,215
-9,889
-25% -$37.6K
F icon
335
Ford
F
$56.9B
$125K 0.02%
13,628
-47
-0.3% -$446
WMC
336
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$116K 0.02%
+1,163
New +$115K
MFG icon
337
Mizuho Financial
MFG
$130B
$115K 0.02%
37,535
+702
+2% +$2.09K
NCMI icon
338
National CineMedia
NCMI
$363M
$115K 0.02%
1,402
– –
NOK icon
339
Nokia
NOK
$51B
$110K 0.02%
21,794
-7,817
-26% -$40.3K
SNDL icon
340
Sundial Growers
SNDL
$328M
$110K 0.02%
+2,300
New +$204K
ITUB icon
341
Itaú Unibanco
ITUB
$91.5B
$104K 0.02%
16,929
+26
+0.2% +$169
LYG icon
342
Lloyds Banking Group
LYG
$87.7B
$75K 0.01%
28,471
-8,810
-24% -$22.8K
AEG icon
343
Aegon
AEG
$13.5B
$72K 0.01%
18,958
-14,914
-44% -$59.4K
SAN icon
344
Banco Santander
SAN
$194B
$71K 0.01%
18,308
-3,139
-15% -$12.5K
S
345
DELISTED
Sprint Corporation
S
$70K 0.01%
11,353
-619
-5% -$4.26K
SEAC
346
DELISTED
Seachange International Inc
SEAC
$63K 0.01%
1,098
– –
AEHR icon
347
Aehr Test Systems
AEHR
$2.49B
$54K 0.01%
30,000
– –
CERS icon
348
Cerus
CERS
$577M
$52K 0.01%
10,000
-2,000
-17% -$10.7K
MNKD icon
349
MannKind Corp
MNKD
$1.28B
$50K 0.01%
40,000
– –
SRAX
350
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
$46K 0.01%
20,000
– –
12 13
14
15 16

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2019 Portfolio in Review

As of Q3 2019, Caprock Group held 384 positions worth $512M, up 0.13% from $512M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Caprock Group's Q3 2019 filing shows 34 new, 124 increased, 156 reduced and 28 closed positions. Its largest new stake was Charles Schwab: 9,805 shares worth $410K. The largest sale was Vanguard FTSE Developed Markets ETF, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q3 2019 buy was Charles Schwab: 9,805 shares worth $410K.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q3 2019, an estimated $2.2M increase.
  • Caprock Group's biggest Q3 2019 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $1.22M.
  • Caprock Group fully exited Zillow in Q3 2019, selling an estimated $701K.
  • Caprock Group's ten largest holdings make up 40% of its $512M portfolio in Q3 2019.
  • Caprock Group opened 34 new positions and closed 28 in Q3 2019.
  • Caprock Group's portfolio value rose 0.13% quarter-over-quarter to $512M.

Based on Caprock Group's 13F filing for Q3 2019, filed 31 Oct 2019.