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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Miscellaneous 28.83%
2 Technology 16.93%
3 Financials 9.84%
4 Consumer Discretionary 9.28%
5 Healthcare 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HII icon
726
Huntington Ingalls Industries
HII
$10.9B
$1.49K ﹤0.01%
8
– –
EFV icon
727
iShares MSCI EAFE Value ETF
EFV
$31.8B
$1.46K ﹤0.01%
+29
New +$1.48K
NGL icon
728
NGL Energy Partners
NGL
$2.06B
$1.44K ﹤0.01%
790
– –
RYAM icon
729
Rayonier Advanced Materials
RYAM
$567M
$1.28K ﹤0.01%
225
– –
SLVM icon
730
Sylvamo
SLVM
$1.46B
$1.25K ﹤0.01%
+45
New +$1.31K
NJR icon
731
New Jersey Resources
NJR
$5.43B
$1.23K ﹤0.01%
30
– –
NMAI icon
732
Nuveen Multi-Asset Income Fund
NMAI
$464M
$1.23K ﹤0.01%
+66
New +$1.2K
SPEU icon
733
State Street SPDR Portfolio Europe ETF
SPEU
$719M
$1.19K ﹤0.01%
+28
New +$1.18K
WHR icon
734
Whirlpool
WHR
$2.15B
$1.17K ﹤0.01%
+5
New +$1.1K
HP icon
735
Helmerich & Payne
HP
$4.14B
$1.11K ﹤0.01%
47
– –
FMS icon
736
Fresenius Medical Care
FMS
$11.7B
$1.07K ﹤0.01%
33
– –
PARA
737
DELISTED
Paramount Global Class B
PARA
$1.06K ﹤0.01%
35
– –
PACW
738
DELISTED
PacWest Bancorp
PACW
$1.04K ﹤0.01%
23
– –
FMO
739
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1.04K ﹤0.01%
100
– –
XRX icon
740
Xerox
XRX
$475M
$1.02K ﹤0.01%
45
– –
HMC icon
741
Honda
HMC
$42.2B
$854 ﹤0.01%
+30
New +$873
SFE
742
DELISTED
Safeguard Scientifics, Inc.
SFE
$853 ﹤0.01%
116
– –
NWE icon
743
NorthWestern Energy
NWE
$4.26B
$743 ﹤0.01%
13
– –
BLV icon
744
Vanguard Long-Term Bond ETF
BLV
$5.69B
– –
-300
Closed -$30.7K
BRW
745
Saba Capital Income & Opportunities Fund
BRW
$318M
– –
-175
Closed -$1.59K
CUZ icon
746
Cousins Properties
CUZ
$4.66B
– –
-1,241
Closed -$46.3K
CVM icon
747
CEL-SCI Corp
CVM
$26.2M
– –
-25
Closed -$8.24K
INGN icon
748
Inogen
INGN
$136M
– –
-66
Closed -$2.84K
NOVA
749
DELISTED
Sunnova Energy
NOVA
– –
-100
Closed -$3.29K
RNR icon
750
RenaissanceRe
RNR
$13.7B
– –
-7
Closed -$976
27 28 29
30
31

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Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 29% of assets, down from 30% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.