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Caldwell Trust Portfolio holdings
AUM
$1.24B
1-Year Est. Return
28.29%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
(+1.9%)
Cap. Flow
-$33M
Cap. Flow
% of AUM
-5.42%
Top 10 Holdings %
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55
Avg Time Held
2.9
quarters
Top 10 Avg Time Held
2.7
quarters
Top 20 Avg Time Held
2.7
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$7.85M |
| 2 |
Nicolet Bankshares
NIC
|
+$1.8M |
| 3 |
Aon
AON
|
+$1.34M |
| 4 |
SPDR Gold Trust
GLD
|
+$1.3M |
| 5 |
IBM
IBM
|
+$778K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$2.77M |
| 2 |
Amazon
AMZN
|
+$1.99M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$1.91M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.43M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$1.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 27.15% |
| 2 | Technology | 15.42% |
| 3 | Consumer Discretionary | 10.03% |
| 4 | Healthcare | 9.93% |
| 5 | Financials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Apple
AAPL
$4.98T
| $31.5M | 5.18% |
271,976
-25,372
| -9% | -$2.77M |
2019 Q4
3 quarters
|
|
|
2
Amazon
AMZN
$2.8T
| $23.8M | 3.91% |
151,060
-12,620
| -8% | -$1.99M |
2019 Q4
3 quarters
|
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| $23.4M | 3.84% |
69,742
-4,308
| -6% | -$1.43M |
2019 Q4
3 quarters
|
|
|
4
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
| $18M | 2.96% |
328,026
+142,856
| +77% | +$7.85M |
2019 Q4
3 quarters
|
|
5
Microsoft
MSFT
$4.02T
| $17.7M | 2.9% |
83,978
-4,926
| -6% | -$1.03M |
2019 Q4
3 quarters
|
|
6
NextEra Energy
NEE
$164B
| $17.3M | 2.84% |
249,136
-7,932
| -3% | -$548K |
2019 Q4
3 quarters
|
|
7
Home Depot
HD
$290B
| $16.7M | 2.74% |
60,007
-2,842
| -5% | -$770K |
2019 Q4
3 quarters
|
|
8
iShares Floating Rate Bond ETF
FLOT
$11.3B
| $14.2M | 2.33% |
279,938
-15,735
| -5% | -$797K |
2019 Q4
3 quarters
|
|
9
Alphabet (Google) Class A
GOOGL
$4.31T
| $11.6M | 1.91% |
158,780
-11,160
| -7% | -$850K |
2019 Q4
3 quarters
|
|
10
Johnson & Johnson
JNJ
$636B
| $11.2M | 1.85% |
75,409
-4,938
| -6% | -$731K |
2019 Q4
3 quarters
|
|
11
McDonald's
MCD
$167B
| $9.98M | 1.64% |
45,491
-1,704
| -4% | -$350K |
2019 Q4
3 quarters
|
|
|
12
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.6B
| $9.75M | 1.6% |
28,765
-5,584
| -16% | -$1.91M |
2019 Q4
3 quarters
|
|
13
Procter & Gamble
PG
$356B
| $9.28M | 1.53% |
66,803
-2,215
| -3% | -$294K |
2019 Q4
3 quarters
|
|
14
Mastercard
MA
$521B
| $9.09M | 1.49% |
26,876
-1,926
| -7% | -$626K |
2019 Q4
3 quarters
|
|
15
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.06B
| $8.46M | 1.39% |
276,788
-7,485
| -3% | -$229K |
2019 Q4
3 quarters
|
|
16
Amgen
AMGN
$226B
| $7.95M | 1.31% |
31,270
-1,883
| -6% | -$466K |
2019 Q4
3 quarters
|
|
17
Honeywell
HON
$66.4B
| $6.64M | 1.09% |
42,778
-785
| -2% | -$117K |
2019 Q4
3 quarters
|
|
18
Abbott
ABT
$176B
| $6.54M | 1.08% |
60,136
-2,570
| -4% | -$261K |
2019 Q4
3 quarters
|
|
19
Verizon
VZ
$178B
| $6.52M | 1.07% |
109,663
-8,302
| -7% | -$482K |
2019 Q4
3 quarters
|
|
20
JPMorgan Chase
JPM
$889B
| $6.35M | 1.04% |
66,003
-5,043
| -7% | -$495K |
2019 Q4
3 quarters
|
|
21
Walt Disney
DIS
$187B
| $6.35M | 1.04% |
51,159
-1,763
| -3% | -$220K |
2019 Q4
3 quarters
|
|
22
Visa
V
$731B
| $6.29M | 1.03% |
31,465
-1,129
| -3% | -$226K |
2019 Q4
3 quarters
|
|
23
Berkshire Hathaway Class B
BRK.B
$1.11T
| $6.14M | 1.01% |
28,838
-2,972
| -9% | -$608K |
2019 Q4
3 quarters
|
|
24
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.8B
| $5.96M | 0.98% |
98,000
+8,098
| +9% | +$494K |
2019 Q4
3 quarters
|
|
25
Walmart Inc
WMT
$897B
| $5.86M | 0.96% |
125,703
-2,763
| -2% | -$123K |
2019 Q4
3 quarters
|
|
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Caldwell Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, up from 27% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.
- Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
- Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
- Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
- Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
- Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
- Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
- Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.
Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.