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Caldwell Trust Portfolio holdings
AUM
$1.24B
1-Year Est. Return
28.29%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
(+1.9%)
Cap. Flow
-$33M
Cap. Flow
% of AUM
-5.42%
Top 10 Holdings %
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$7.85M |
| 2 |
Nicolet Bankshares
NIC
|
+$1.8M |
| 3 |
Aon
AON
|
+$1.34M |
| 4 |
SPDR Gold Trust
GLD
|
+$1.3M |
| 5 |
IBM
IBM
|
+$778K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$2.77M |
| 2 |
Amazon
AMZN
|
+$1.99M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$1.91M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.43M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$1.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 27.15% |
| 2 | Technology | 15.42% |
| 3 | Consumer Discretionary | 10.03% |
| 4 | Healthcare | 9.93% |
| 5 | Financials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Apple
AAPL
$4.59T
| $31.5M | 5.18% |
271,976
-25,372
| -9% | -$2.77M |
|
|
2
Amazon
AMZN
$2.76T
| $23.8M | 3.91% |
151,060
-12,620
| -8% | -$1.99M |
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$827B
| $23.4M | 3.84% |
69,742
-4,308
| -6% | -$1.43M |
|
|
4
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
| $18M | 2.96% |
328,026
+142,856
| +77% | +$7.85M |
|
5
Microsoft
MSFT
$3.75T
| $17.7M | 2.9% |
83,978
-4,926
| -6% | -$1.03M |
|
6
NextEra Energy
NEE
$174B
| $17.3M | 2.84% |
249,136
-7,932
| -3% | -$548K |
|
7
Home Depot
HD
$328B
| $16.7M | 2.74% |
60,007
-2,842
| -5% | -$770K |
|
8
iShares Floating Rate Bond ETF
FLOT
$10.6B
| $14.2M | 2.33% |
279,938
-15,735
| -5% | -$797K |
|
9
Alphabet (Google) Class A
GOOGL
$4.17T
| $11.6M | 1.91% |
158,780
-11,160
| -7% | -$850K |
|
10
Johnson & Johnson
JNJ
$640B
| $11.2M | 1.85% |
75,409
-4,938
| -6% | -$731K |
|
11
McDonald's
MCD
$184B
| $9.98M | 1.64% |
45,491
-1,704
| -4% | -$350K |
|
|
12
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
| $9.75M | 1.6% |
28,765
-5,584
| -16% | -$1.91M |
|
13
Procter & Gamble
PG
$333B
| $9.28M | 1.53% |
66,803
-2,215
| -3% | -$294K |
|
14
Mastercard
MA
$518B
| $9.09M | 1.49% |
26,876
-1,926
| -7% | -$626K |
|
15
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.92B
| $8.46M | 1.39% |
276,788
-7,485
| -3% | -$229K |
|
16
Amgen
AMGN
$236B
| $7.95M | 1.31% |
31,270
-1,883
| -6% | -$466K |
|
17
Honeywell
HON
$69.9B
| $6.64M | 1.09% |
42,778
-785
| -2% | -$117K |
|
18
Abbott
ABT
$193B
| $6.54M | 1.08% |
60,136
-2,570
| -4% | -$261K |
|
19
Verizon
VZ
$205B
| $6.52M | 1.07% |
109,663
-8,302
| -7% | -$482K |
|
20
JPMorgan Chase
JPM
$942B
| $6.35M | 1.04% |
66,003
-5,043
| -7% | -$495K |
|
21
Walt Disney
DIS
$184B
| $6.35M | 1.04% |
51,159
-1,763
| -3% | -$220K |
|
22
Visa
V
$709B
| $6.29M | 1.03% |
31,465
-1,129
| -3% | -$226K |
|
23
Berkshire Hathaway Class B
BRK.B
$1.08T
| $6.14M | 1.01% |
28,838
-2,972
| -9% | -$608K |
|
24
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.7B
| $5.96M | 0.98% |
98,000
+8,098
| +9% | +$494K |
|
25
Walmart Inc
WMT
$817B
| $5.86M | 0.96% |
125,703
-2,763
| -2% | -$123K |
|
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Caldwell Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, up from 27% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.
- Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
- Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
- Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
- Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
- Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
- Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
- Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.
Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.