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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.54%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$792M
AUM Growth
+$59M
Cap. Flow
-$12M
Cap. Flow %
-1.51%
Top 10 Hldgs %
29.27%
Holding
735
New
30
Increased
112
Reduced
237
Closed
32

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$588K
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$586K
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$416K
4
SHEL icon
Shell
SHEL
+$368K
5
EA
Electronic Arts
EA
+$367K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
HD icon
Home Depot
HD
+$932K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$804K
4
PEP icon
PepsiCo
PEP
+$632K
5
CVX icon
Chevron
CVX
+$564K

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.81%
2 Technology 19.25%
3 Financials 11.63%
4 Healthcare 10.06%
5 Consumer Discretionary 8.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.59T
$48.1M 6.07%
249,838
-8,877
-3% -$1.64M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$827B
$31.4M 3.97%
66,120
+30
+0% +$13.4K
MSFT icon
3
Microsoft
MSFT
$3.75T
$30.8M 3.89%
81,871
-505
-0.6% -$180K
NVDA icon
4
NVIDIA
NVDA
$5.52T
$21.4M 2.71%
432,700
-6,290
-1% -$291K
AMZN icon
5
Amazon
AMZN
$2.76T
$21.1M 2.66%
138,814
-2,636
-2% -$370K
GOOGL icon
6
Alphabet (Google) Class A
GOOGL
$4.17T
$20.1M 2.54%
144,026
-1,655
-1% -$222K
HD icon
7
Home Depot
HD
$328B
$19.9M 2.51%
57,465
-3,011
-5% -$932K
LLY icon
8
Eli Lilly
LLY
$1.05T
$13.4M 1.69%
23,018
+140
+0.6% +$81.7K
MCD icon
9
McDonald's
MCD
$184B
$12.9M 1.63%
43,674
+134
+0.3% +$36.5K
NEE icon
10
NextEra Energy
NEE
$174B
$12.6M 1.59%
207,879
-8,246
-4% -$470K
MDY icon
11
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$12.4M 1.57%
24,479
-234
-0.9% -$109K
JPM icon
12
JPMorgan Chase
JPM
$942B
$12M 1.52%
70,656
-1,145
-2% -$174K
RSP icon
13
Invesco S&P 500 Equal Weight ETF
RSP
$99.8B
$11M 1.39%
69,657
+124
+0.2% +$18K
JNJ icon
14
Johnson & Johnson
JNJ
$640B
$10.8M 1.36%
68,945
-1,547
-2% -$237K
UNH icon
15
UnitedHealth
UNH
$355B
$10.4M 1.32%
19,804
-298
-1% -$159K
MA icon
16
Mastercard
MA
$518B
$9.82M 1.24%
23,020
-132
-0.6% -$53K
CVX icon
17
Chevron
CVX
$392B
$9.44M 1.19%
63,264
-3,732
-6% -$564K
PG icon
18
Procter & Gamble
PG
$333B
$9.08M 1.15%
61,992
+249
+0.4% +$36.9K
QQQ icon
19
Invesco QQQ Trust
QQQ
$493B
$8.97M 1.13%
21,898
-18
-0.1% -$6.83K
BLK icon
20
Blackrock
BLK
$181B
$8.89M 1.12%
10,946
-254
-2% -$177K
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.08T
$8.83M 1.12%
24,765
-236
-0.9% -$82.8K
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$111B
$8.81M 1.11%
81,400
+1,065
+1% +$103K
COST icon
23
Costco
COST
$415B
$8.5M 1.07%
12,875
+573
+5% +$340K
AMGN icon
24
Amgen
AMGN
$236B
$8.48M 1.07%
29,437
-1,675
-5% -$456K
IVV icon
25
iShares Core S&P 500 ETF
IVV
$900B
$8.13M 1.03%
17,013
+1,314
+8% +$588K
1
2 3 4 5

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Caldwell Trust's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Trust held 735 positions worth $792M, up 8.1% from $733M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q4 2023 filing shows 30 new, 112 increased, 237 reduced and 32 closed positions. Its largest new stake was GXO Logistics: 3,175 shares worth $194K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, up from 24% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q4 2023 buy was GXO Logistics: 3,175 shares worth $194K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q4 2023, an estimated $588K increase.
  • Caldwell Trust's biggest Q4 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Trust fully exited Nuveen Quality Municipal Income Fund in Q4 2023, selling an estimated $169K.
  • Caldwell Trust's ten largest holdings make up 29% of its $792M portfolio in Q4 2023.
  • Caldwell Trust opened 30 new positions and closed 32 in Q4 2023.
  • Caldwell Trust's portfolio value rose 8.1% quarter-over-quarter to $792M.

Based on Caldwell Trust's 13F filing for Q4 2023, filed 1 Oct 2025.