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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.72%
2 Technology 15.34%
3 Financials 10.11%
4 Healthcare 9.53%
5 Consumer Discretionary 9.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.92T
$36.1M 5.46%
271,941
-35
-0% -$4.21K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$26.4M 4%
70,642
+900
+1% +$319K
IGSB icon
3
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.5B
$25.7M 3.88%
464,949
+136,923
+42% +$7.53M
AMZN icon
4
Amazon
AMZN
$2.71T
$24.2M 3.67%
148,900
-2,160
-1% -$345K
NEE icon
5
NextEra Energy
NEE
$170B
$19.2M 2.9%
248,620
-516
-0.2% -$38.6K
MSFT icon
6
Microsoft
MSFT
$3.7T
$18.8M 2.84%
84,412
+434
+0.5% +$93.3K
HD icon
7
Home Depot
HD
$302B
$15.8M 2.39%
59,575
-432
-0.7% -$119K
GOOGL icon
8
Alphabet (Google) Class A
GOOGL
$4.25T
$13.8M 2.09%
157,880
-900
-0.6% -$75.7K
JNJ icon
9
Johnson & Johnson
JNJ
$651B
$11.8M 1.79%
75,084
-325
-0.4% -$48K
MDY icon
10
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.8B
$11.8M 1.78%
28,032
-733
-3% -$282K
FLOT icon
11
iShares Floating Rate Bond ETF
FLOT
$10.8B
$11.1M 1.68%
218,881
-61,057
-22% -$3.1M
MCD icon
12
McDonald's
MCD
$176B
$9.75M 1.47%
45,417
-74
-0.2% -$16.1K
MA icon
13
Mastercard
MA
$496B
$9.46M 1.43%
26,502
-374
-1% -$124K
PG icon
14
Procter & Gamble
PG
$343B
$9.29M 1.41%
66,765
-38
-0.1% -$5.31K
DIS icon
15
Walt Disney
DIS
$182B
$9.16M 1.39%
50,537
-622
-1% -$89.3K
HON icon
16
Honeywell
HON
$65.4B
$8.61M 1.3%
42,961
+183
+0.4% +$33.2K
JPM icon
17
JPMorgan Chase
JPM
$929B
$8.35M 1.26%
65,751
-252
-0.4% -$28.2K
BLK icon
18
Blackrock
BLK
$163B
$7.5M 1.13%
10,396
+215
+2% +$143K
IGIB icon
19
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$7.21M 1.09%
116,610
+18,610
+19% +$1.14M
AMGN icon
20
Amgen
AMGN
$205B
$7.18M 1.09%
31,210
-60
-0.2% -$13.8K
V icon
21
Visa
V
$694B
$6.89M 1.04%
31,513
+48
+0.2% +$9.82K
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$106B
$6.82M 1.03%
74,161
-447
-0.6% -$36.7K
BRK.B icon
23
Berkshire Hathaway Class B
BRK.B
$1.09T
$6.68M 1.01%
28,826
-12
-0% -$2.64K
ABT icon
24
Abbott
ABT
$177B
$6.67M 1.01%
60,913
+777
+1% +$84.5K
UNH icon
25
UnitedHealth
UNH
$337B
$6.46M 0.98%
18,422
+122
+0.7% +$40.9K
1
2 3 4 5

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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, up from 27% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.