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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.95T
$27.1M 4.54%
297,348
-1,668
-0.6% -$129K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$22.8M 3.83%
74,050
+147
+0.2% +$43K
AMZN icon
3
Amazon
AMZN
$2.49T
$22.6M 3.78%
163,680
+1,600
+1% +$193K
MSFT icon
4
Microsoft
MSFT
$2.89T
$18.1M 3.03%
88,904
-683
-0.8% -$124K
HD icon
5
Home Depot
HD
$335B
$15.7M 2.64%
62,849
-1,652
-3% -$378K
NEE icon
6
NextEra Energy
NEE
$185B
$15.4M 2.59%
257,068
-4,260
-2% -$255K
FLOT icon
7
iShares Floating Rate Bond ETF
FLOT
$10.2B
$15M 2.51%
295,673
-10,128
-3% -$507K
GOOGL icon
8
Alphabet (Google) Class A
GOOGL
$3.99T
$12M 2.02%
169,940
-3,020
-2% -$204K
JNJ icon
9
Johnson & Johnson
JNJ
$641B
$11.3M 1.89%
80,347
-1,251
-2% -$182K
MDY icon
10
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$11.1M 1.87%
34,349
-2,829
-8% -$858K
IGSB icon
11
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$10.1M 1.7%
185,170
+13,004
+8% +$701K
MCD icon
12
McDonald's
MCD
$192B
$8.71M 1.46%
47,195
-1,098
-2% -$201K
FLRN icon
13
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$8.66M 1.45%
284,273
-95,265
-25% -$2.88M
MA icon
14
Mastercard
MA
$487B
$8.52M 1.43%
28,802
-1,171
-4% -$330K
PG icon
15
Procter & Gamble
PG
$346B
$8.25M 1.38%
69,018
-1,253
-2% -$146K
AMGN icon
16
Amgen
AMGN
$203B
$7.82M 1.31%
33,153
+141
+0.4% +$32.2K
INTC icon
17
Intel
INTC
$462B
$7.65M 1.28%
127,845
-4,064
-3% -$243K
JPM icon
18
JPMorgan Chase
JPM
$947B
$6.68M 1.12%
71,046
-194
-0.3% -$18.4K
VZ icon
19
Verizon
VZ
$198B
$6.5M 1.09%
117,965
+704
+0.6% +$39.6K
V icon
20
Visa
V
$689B
$6.3M 1.05%
32,594
+992
+3% +$181K
HON icon
21
Honeywell
HON
$77.9B
$5.94M 0.99%
43,563
-240
-0.5% -$31.8K
BLK icon
22
Blackrock
BLK
$165B
$5.93M 0.99%
10,890
+187
+2% +$94.4K
DIS icon
23
Walt Disney
DIS
$168B
$5.9M 0.99%
52,922
-260
-0.5% -$28.7K
IJR icon
24
iShares Core S&P Small-Cap ETF
IJR
$110B
$5.79M 0.97%
84,756
-6,872
-7% -$434K
ABT icon
25
Abbott
ABT
$182B
$5.73M 0.96%
62,706
+3,874
+7% +$350K
1
2 3 4 5

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SL
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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.