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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.97T
$32.8M 4.57%
268,390
-3,551
-1% -$456K
IGSB icon
2
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$31.4M 4.38%
574,368
+109,419
+24% +$6.01M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$28.9M 4.03%
72,988
+2,346
+3% +$905K
AMZN icon
4
Amazon
AMZN
$2.46T
$23M 3.2%
148,400
-500
-0.3% -$79.3K
MSFT icon
5
Microsoft
MSFT
$2.95T
$19.8M 2.76%
83,804
-608
-0.7% -$141K
NEE icon
6
NextEra Energy
NEE
$189B
$18.8M 2.62%
248,031
-589
-0.2% -$46K
HD icon
7
Home Depot
HD
$347B
$18.4M 2.57%
60,411
+836
+1% +$230K
GOOGL icon
8
Alphabet (Google) Class A
GOOGL
$4.01T
$16.3M 2.28%
158,520
+640
+0.4% +$63.2K
MDY icon
9
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$13.2M 1.84%
27,726
-306
-1% -$140K
JNJ icon
10
Johnson & Johnson
JNJ
$657B
$12.2M 1.7%
74,192
-892
-1% -$144K
JPM icon
11
JPMorgan Chase
JPM
$943B
$10.5M 1.47%
69,180
+3,429
+5% +$493K
MCD icon
12
McDonald's
MCD
$198B
$10.4M 1.45%
46,438
+1,021
+2% +$218K
IGIB icon
13
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$10M 1.39%
168,798
+52,188
+45% +$3.16M
MA icon
14
Mastercard
MA
$495B
$9.55M 1.33%
26,814
+312
+1% +$109K
DIS icon
15
Walt Disney
DIS
$171B
$9.39M 1.31%
50,903
+366
+0.7% +$67.5K
PG icon
16
Procter & Gamble
PG
$355B
$9.26M 1.29%
68,352
+1,587
+2% +$207K
AGG icon
17
iShares Core US Aggregate Bond ETF
AGG
$138B
$9.24M 1.29%
81,143
+29,168
+56% +$3.38M
FLOT icon
18
iShares Floating Rate Bond ETF
FLOT
$10.2B
$9.03M 1.26%
177,800
-41,081
-19% -$2.09M
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$109B
$8.78M 1.22%
80,884
+6,723
+9% +$704K
HON icon
20
Honeywell
HON
$78.5B
$8.57M 1.2%
41,910
-1,051
-2% -$205K
BLK icon
21
Blackrock
BLK
$167B
$8.53M 1.19%
11,314
+918
+9% +$666K
AMGN icon
22
Amgen
AMGN
$213B
$8.31M 1.16%
33,381
+2,171
+7% +$518K
ABT icon
23
Abbott
ABT
$189B
$7.46M 1.04%
62,273
+1,360
+2% +$161K
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.1T
$7.33M 1.02%
28,700
-126
-0.4% -$30.6K
VZ icon
25
Verizon
VZ
$203B
$7.13M 0.99%
122,653
+14,195
+13% +$801K
1
2 3 4 5

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SL
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JAFL
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.