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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Miscellaneous 28.83%
2 Technology 16.93%
3 Financials 9.84%
4 Consumer Discretionary 9.28%
5 Healthcare 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.92T
$46.7M 5.37%
263,195
-3,408
-1% -$539K
IGSB icon
2
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.5B
$42.3M 4.87%
785,737
+26,757
+4% +$1.45M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$35.5M 4.09%
74,845
-1,830
-2% -$840K
MSFT icon
4
Microsoft
MSFT
$3.7T
$28.5M 3.28%
84,700
+95
+0.1% +$30.8K
HD icon
5
Home Depot
HD
$302B
$26.5M 3.05%
63,900
-476
-0.7% -$181K
AMZN icon
6
Amazon
AMZN
$2.71T
$24.6M 2.83%
147,540
+160
+0.1% +$27.4K
GOOGL icon
7
Alphabet (Google) Class A
GOOGL
$4.25T
$22.3M 2.57%
153,980
+20
+0% +$2.88K
NEE icon
8
NextEra Energy
NEE
$170B
$21.6M 2.49%
231,640
-5,202
-2% -$450K
IGIB icon
9
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$16.2M 1.87%
274,119
+29,330
+12% +$1.75M
AGG icon
10
iShares Core US Aggregate Bond ETF
AGG
$137B
$14.4M 1.66%
126,536
+10,043
+9% +$1.15M
MDY icon
11
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.8B
$13.9M 1.6%
26,837
-352
-1% -$179K
NVDA icon
12
NVIDIA
NVDA
$5.3T
$13.6M 1.57%
463,270
+5,910
+1% +$163K
JNJ icon
13
Johnson & Johnson
JNJ
$651B
$12.9M 1.48%
75,392
-917
-1% -$150K
MCD icon
14
McDonald's
MCD
$176B
$12.3M 1.41%
45,847
-103
-0.2% -$26K
PG icon
15
Procter & Gamble
PG
$343B
$11.5M 1.33%
70,578
-927
-1% -$138K
JPM icon
16
JPMorgan Chase
JPM
$929B
$11M 1.27%
69,755
-1,726
-2% -$283K
BLK icon
17
Blackrock
BLK
$163B
$10.7M 1.23%
11,642
+106
+0.9% +$96.7K
UNH icon
18
UnitedHealth
UNH
$337B
$9.99M 1.15%
19,903
+224
+1% +$101K
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$106B
$9.82M 1.13%
85,756
+2,139
+3% +$244K
QQQ icon
20
Invesco QQQ Trust
QQQ
$482B
$9.23M 1.06%
23,195
+584
+3% +$225K
MA icon
21
Mastercard
MA
$496B
$8.87M 1.02%
24,683
-388
-2% -$134K
ABT icon
22
Abbott
ABT
$177B
$8.62M 0.99%
61,280
-326
-0.5% -$41.7K
RSP icon
23
Invesco S&P 500 Equal Weight ETF
RSP
$98B
$8.27M 0.95%
50,821
-684
-1% -$108K
DIS icon
24
Walt Disney
DIS
$182B
$8.25M 0.95%
53,255
+227
+0.4% +$36.7K
VO icon
25
Vanguard Morningstar Mid-Cap ETF
VO
$105B
$8.07M 0.93%
126,768
+3,100
+3% +$194K
1
2 3 4 5

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Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 29% of assets, down from 30% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.